Brian D. Acard

NWK GROUP

San Francisco, CA 94111

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CRD#: 2006239

Professional summary

Brian Drew Acard is a registered financial advisor currently at NWK GROUP located in San Francisco, California.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Brian has worked at 3 firms and has passed the Series 63, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Drew Acard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 17, 2014 - Present

NWK GROUP

Office #1: 50 California Street Suite 1500, San Francisco, CA 94111

RIA

CRD#: 124186

San Francisco, CA

Past

July 8, 1997 - May 2, 2014

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SAN FRANCISCO, CA

Past

June 5, 1997 - May 2, 2014

CHARLES SCHWAB & CO., INC.

CRD#: 5393

SAN FRANCISCO, CA

Past

March 8, 1990 - May 16, 1997

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NWK GROUP

NWK GROUP | NWK GROUP, INC. | NWK GROUP

CRD#: 124186 / SEC#: 801-61649

RIA

Registered Investment Advisory firm - (12/16/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/17/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/12/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/19/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/30/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 7/21/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 2/25/2000

General Securities Sales Supervisor - Options Module Examination

Current Firm

NWK GROUP

NWK GROUP | NWK GROUP, INC. | NWK GROUP

CRD#: 124186 / SEC#: 801-61649

RIA

Registered Investment Advisory firm - (12/16/2002 Approved)

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Contact information

Main Address

50 California Street Suite 1500, San Francisco, CA 94111

Mailing Address

Phone number

(415) 248-2700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NWK GROUP_PART 2 A BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	464
AUM (Assets Under Management)	$ 570,943,172

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Brian D. Acard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Drew Acard's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

BNY MELLON SECURITIES CORPORATION

Primary Firm SEC Registration

NWK GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 12/12/1989

Series 7

Date: 4/19/1996

Series 6

Date: 11/30/1989

Series 10

Date: 7/21/2000

Series 9

Date: 2/25/2000

Current Firm

NWK GROUP

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NWK GROUP

TRUST BUT VERIFY

Contact information

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