Catherine T. Reese
Professional summary
Catherine Theresa Reese, who also goes by Catherine T Reese, Cathie T Reese, is a registered financial advisor currently at ENVESTNET PMC located in Berwyn, Pennsylvania.
Catherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Catherine has worked at 7 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Catherine Theresa Reese's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 18, 2021 - Present
ENVESTNET PMC
Office #1: 1000 Chesterbrook Blvd #250, Berwyn, PA 19312December 8, 2017 - March 11, 2020
ROBUSTWEALTH, INC.
September 21, 2012 - April 21, 2017
HILLVIEW CAPITAL ADVISORS, LLC
September 1, 2011 - January 12, 2012
NUVEEN ASSET MANAGEMENT, LLC
February 6, 2009 - September 1, 2011
NUVEEN FUND ADVISORS, LLC
August 1, 2001 - January 27, 2009
RITTENHOUSE ASSET MANAGEMENT, INC.
May 22, 1990 - March 4, 1993
HAVERFORD TRUST SECURITIES, INC.
Primary Firm SEC Registration
ENVESTNET PMC
CRD#: 111694 / SEC#: 801-57260
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/18/2021)
(10/18/2021)
Exams
Current Firm
ENVESTNET PMC
CRD#: 111694 / SEC#: 801-57260
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,021,610 |
| AUM (Assets Under Management) | $ 532,197,263,852 |
Red Flags
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