LA
Larry J. Anderson
CETERA INVESTMENT ADVISERS LLC
SAN FRANCISCO, CA
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CRD#: 2006173
LA
Professional summary
Larry Jay Anderson, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in San Francisco, California and CETERA WEALTH SERVICES, LLC located in San Francisco, California.
Larry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Larry has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LJ Anderson Tax & Financial Service~'NIR'~5010 Gear Blvd~San Francisco~CA~94118~Tax Preparation/Accounting~Owner/Sole Proprietor~1/1/1981~160hrs~20hrs~client contact| 2) ESTATE OF JERRY NEWMAN POSITION: trustee NATURE: Trustee of deceased office partner Jerry Newman. I became trustee when the original trustee resigned INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/20/2020 ADDRESS: 5010 Geary Blvd., Suite 3, San Francisco CA 94118, United States DESCRIPTION: Review bills to be paid- but currently no activity because there is no know assets- We are still trying to determine having no access to bank account due to no access to back as the bank owner Jerry Newman didn't provide correct title 3) SPECIAL NEEDS TRUST OF DENNIS SEESE POSITION: trustee NATURE: Trustee for my cousin Dennis Seese, special needs trust, became backup trustee after Dennis]s sister Nancy passed away-(previous trustee)Write checks to pay his assisted living care facility INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 07/30/2021 ADDRESS: 5010 Geary Blvd., Suite 3, San Francisco CA 94118, United States DESCRIPTION: I Write checks to pay his assisted living care facilityVery limited time devoted to this activity? 4) LJ Anderson Tax & Financial Service; Owner/Sole Proprietor; Accounting Services/Tax Preparation; NIR; 20; 01/01/1981; 5010 Gear Blvd San Francisco CA 94118; tax preparation
CRS (Client Relationship Summary) - RIA
Click below to view Larry Jay Anderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
SAN FRANCISCO, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 5300 Geary Blvd. Suite 310, San Francisco, CA 94121BD
CRD#: 13572
SAN FRANCISCO, CA
Past
August 2, 1993 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
San Francisco, CA
Past
December 14, 1989 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
IAR
California(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
