Leonard J. Murtha
Professional summary
Leonard John Murtha, who also goes by Len Murtha, Leonard John Murtha, Len Murtha, Lenny Murtha, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Lake Wylie, South Carolina.
Leonard is registered as a RR (Registered Representative) and started their career in finance in 1989. Leonard has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Leonard John Murtha's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 8, 2025 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
February 21, 2024 - August 14, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
February 21, 2024 - August 14, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
September 15, 2022 - October 5, 2023
BALANCED SECURITY PLANNING, INC.
January 17, 2019 - October 23, 2020
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 17, 2017 - June 23, 2017
PATRICK CAPITAL MARKETS, LLC
September 3, 2009 - January 25, 2017
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
October 6, 1997 - September 2, 2009
EQUITABLE DISTRIBUTORS, LLC
February 3, 1996 - July 23, 1997
FIRST UNION CAPITAL MARKETS CORP.
December 20, 1994 - January 5, 1996
COMPULIFE INVESTOR SERVICES, INC.
November 21, 1989 - January 4, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/8/2025)
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Exams
FINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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