Colin D. O'brian
Professional summary
Colin David O'brian, who also goes by Colin David Obrian, David Obrian, is a registered financial professional currently at ROSE & CO. CAPITAL ADVISORS, LLC located in New York, New York.
Colin is registered as a RR (Registered Representative) and started their career in finance in 1990. Colin has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Colin David O'brian's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2026 - Present
ROSE & CO. CAPITAL ADVISORS, LLC
Office #1: 445 Park Avenue Suite 700, New York, NY 10022December 12, 2023 - May 3, 2024
NORTHCOAST RESEARCH PARTNERS, LLC
September 9, 2019 - March 14, 2023
CANTOR FITZGERALD & CO.
January 9, 2007 - September 6, 2019
WILLIAM BLAIR
December 20, 2005 - January 22, 2007
KEYBANC CAPITAL MARKETS INC.
September 24, 2002 - January 4, 2006
PACIFIC GROWTH EQUITIES, LLC
April 27, 2001 - July 30, 2002
ROBERTSON STEPHENS, INC.
November 22, 1999 - May 2, 2001
JEFFERIES LLC
June 28, 1999 - December 17, 1999
UBS SECURITIES LLC
May 19, 1997 - May 19, 1999
JEFFERIES LLC
November 17, 1992 - June 13, 1997
TUCKER ANTHONY INCORPORATED
January 1, 1990 - November 23, 1992
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2026)
Exams
FINRA
Current Firm
ROSE & CO. CAPITAL ADVISORS, LLC
CRD#: 168274 / SEC#: , 8-69298
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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