Colin D. Obrian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Colin David Obrian, who also goes by Colin David O'brian, David Obrian, was a registered financial professional .
Colin is a previously registered financial professional and started their career in finance in 1990. Colin had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2023 - May 3, 2024
NORTHCOAST RESEARCH PARTNERS, LLC
September 9, 2019 - March 14, 2023
CANTOR FITZGERALD & CO.
January 9, 2007 - September 6, 2019
WILLIAM BLAIR
December 20, 2005 - January 22, 2007
KEYBANC CAPITAL MARKETS INC.
September 24, 2002 - January 4, 2006
PACIFIC GROWTH EQUITIES, LLC
April 27, 2001 - July 30, 2002
ROBERTSON STEPHENS, INC.
November 22, 1999 - May 2, 2001
JEFFERIES LLC
June 28, 1999 - December 17, 1999
UBS SECURITIES LLC
May 19, 1997 - May 19, 1999
JEFFERIES LLC
November 17, 1992 - June 13, 1997
TUCKER ANTHONY INCORPORATED
January 1, 1990 - November 23, 1992
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NORTHCOAST RESEARCH PARTNERS, LLC
CRD#: 149109 / SEC#: , 8-68115
Contact information
FINRA licenses (21 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
