Frank J. Monteleone
Professional summary
Frank J Monteleone, who also goes by Frank Joseph Monteleone Jr, Frank Joseph Monteleone, Frank Monteleone, is a registered financial professional currently at BREAN CAPITAL, LLC located in Memphis, Tennessee.
Frank is registered as a RR (Registered Representative) and started their career in finance in 1989. Frank has worked at 9 firms and has passed the Series 66, Series 63, Series 72, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank J Monteleone's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2021 - Present
BREAN CAPITAL, LLC
Office #1: Renaissance Center, Ste 400 1715 Aaron Brenner Drive, Memphis, TN 38120August 28, 2019 - March 31, 2021
EDWARD JONES
June 24, 2019 - March 31, 2021
EDWARD JONES
February 8, 2006 - February 1, 2019
CANTOR FITZGERALD & CO.
January 22, 2003 - February 8, 2006
FHN FINANCIAL SECURITIES CORP.
August 20, 1999 - January 22, 2003
DEUTSCHE BANK SECURITIES INC.
June 7, 1999 - July 27, 1999
DEUTSCHE BANK SECURITIES INC.
August 7, 1998 - June 7, 1999
DB ALEX. BROWN LLC
September 4, 1996 - June 12, 1998
ROYAL PALM CAPITAL, INC.
February 3, 1994 - December 12, 1995
WACHOVIA SECURITIES, INC.
November 1, 1989 - February 8, 1994
CHASE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/7/2024)
(4/12/2021)
(4/13/2021)
(4/13/2021)
(4/13/2021)
(4/13/2021)
(4/12/2021)
(4/13/2021)
(4/12/2021)
(12/20/2023)
(4/13/2021)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
BREAN CAPITAL, LLC
CRD#: 23723 / SEC#: , 8-40742
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMUR HOLDINGS, LLC | HOLDING COMPANY | |
| HUNT FS HOLDINGS III, LLC | HOLDING COMPANY | |
| ALLURED LLC | HOLDING COMPANY | |
| LIZINATOR LLC | HOLDING COMPANY | |
| BREAN CAPITAL HOLDINGS, LLC | HOLDING COMPANY | |
| CORWEN, STEPHEN MILLER | HEAD OF MBS/ABS SALES | 2943061 |
| FINE, ROBERT MICHAEL | CHIEF EXECUTIVE OFFICER | 1450313 |
| GUZMAN, JEFFREY M | CHIEF COMPLIANCE OFFICER | 3095123 |
| LAMARSH, JONATHAN ANDREW | PRINCIPAL OPERATIONS OFFICER | 5436335 |
| MACKLIN, JOHN TIMOTHY | PRINCIPAL OPERATIONS OFFICER | 1446800 |
| SARABELLA, ARNOLD | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 1717059 |
| TIRSCHWELL, ROBERT MOYSE | EXECUTIVE MANAGING DIRECTOR | 2230453 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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Company Information
BREAN CAPITAL, LLC
CRD#: 23723Memphis, TN 38120TRUST BUT VERIFY
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