Ravi G. Sadarangani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ravi G Sadarangani was a registered financial professional .
Ravi is a previously registered financial professional and started their career in finance in 1994. Ravi had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2010 - May 23, 2017
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
July 13, 2007 - May 5, 2009
STERNE, AGEE & LEACH, INC.
March 5, 2007 - March 16, 2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED
April 11, 2005 - March 6, 2007
RYAN BECK & CO.
September 22, 2003 - April 27, 2005
ADVEST, INC.
January 17, 2001 - September 17, 2002
PACIFIC GROWTH EQUITIES, LLC
June 14, 1999 - November 30, 2000
CREDIT SUISSE SECURITIES (USA) LLC
July 23, 1996 - June 4, 1999
CANACCORD GENUITY LLC
May 10, 1996 - July 23, 1996
HAMBRECHT & QUIST LLC
February 2, 1994 - February 29, 1996
THE CHICAGO CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
CRD#: 13233 / SEC#: , 8-28508
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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