Linda E. Laprade

Some features on this profile are disabled

CRD#: 2004482

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Linda Elizabeth Laprade was a registered financial professional .

Linda is a previously registered financial professional and started their career in finance in 1989. Linda had worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 9, 1993 - August 30, 2021

LAFAYETTE INVESTMENTS, INC.

CRD#: 22471

ASHTON, MD

Past

November 14, 1991 - May 4, 1993

EWING CAPITAL, INC.

CRD#: 10841

Past

November 21, 1989 - November 21, 1991

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAFAYETTE INVESTMENTS, INC.

LAFAYETTE INVESTMENTS, INC. | LAFAYETTE SQUARE PARTNERS, INC.

CRD#: 22471 / SEC#: 801-32522, 8-39730

RIA

Registered Investment Advisory firm - SEC (7/13/1988 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (9/26/2005 Terminated)

Terminated by SEC on 08/29/2021

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/31/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/18/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 53

Date: 9/13/2006

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/3/2003

General Securities Principal Examination

Current Firm

LAFAYETTE INVESTMENTS, INC.

LAFAYETTE INVESTMENTS, INC. | LAFAYETTE SQUARE PARTNERS, INC.

CRD#: 22471 / SEC#: 801-32522, 8-39730

RIA

Registered Investment Advisory firm - SEC (7/13/1988 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (9/26/2005 Terminated)

Terminated by SEC on 08/29/2021

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

17830 New Hampshire Avenue Suite 201, Ashton, MD 20861

Mailing Address

Phone number

(301) 570-2959

Established

Delaware since 03/29/1988

Firm type

Corporation

Fiscal year end

December

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV - PART 2 - BROCHURE 9-11-25 (9/12/2025)

Direct owners and executive officers

Name	Position	CRD#
DINN, SCOTT HATHAWAY	SHAREHOLDER/ DIRECTOR/ VP	1528157
HUGHES, MARK	SHAREHOLDER/ DIRECTOR/ VP
JUDGE, LAWRENCE	SHAREHOLDER/PRES./ DIR./CO-CHIEF COMPLIANCE OFCR./PRIN. OPER. OFCR.	1840145
NOYES, ROBERT ADAMS	SHAREHOLDER/TREASURER/PRIN. FIN. OFFICER	2538752
KLINGER, RYAN MICHAEL	SHAREHOLDER	4710932
LAPRADE, LINDA ELIZABETH	SHAREHOLDER/CHIEF COMPLIANCE OFFICER	2004482

Regulatory assets under management

Total Number of Accounts	587
AUM (Assets Under Management)	$ 895,023,258

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Linda E. Laprade

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EWING CAPITAL, INC.

KIDDER, PEABODY & CO. INCORPORATED

Primary Firm SEC Registration

LAFAYETTE INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/31/2005

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/18/1989

Series 14

Date: 1/2/2023

Series 53

Date: 9/13/2006

Series 24

Date: 7/3/2003

Current Firm

LAFAYETTE INVESTMENTS, INC.

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

LAFAYETTE INVESTMENTS, INC.

TRUST BUT VERIFY

Similar Advisors