Nile J. Steigerwald

WOODSTOCK WEALTH MANAGEMENT

Saratoga Springs, NY

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CRD#: 2004452

Professional summary

Nile Joseph Steigerwald, who also goes by Nile J Steigerwald, is a registered financial advisor currently at WOODSTOCK WEALTH MANAGEMENT, INC. located in Saratoga Springs, New York.

Nile is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Nile has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nile J Steigerwald

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CBG FINANCIAL, INC.; NON-INVESTMENT RELATED; Saratoga Springs, NY 12866; DBA FOR RELATIONSHIP WITH WOODSTOCK WEALTH MANAGEMENT; PRESIDENT; STARTED 03/2006; DEVOTES 4 HOURS A MONTH OF WHICH NONE ARE DURING TRADING HOURS; DUTIES INCLUDE PAYING EXPENSES FOR OFFICE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nile Joseph Steigerwald's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 18, 2018 - Present

WOODSTOCK WEALTH MANAGEMENT, INC.

RIA

CRD#: 283472

Saratoga Springs, NY

Past

December 7, 2021 - September 9, 2022

ST. BERNARD FINANCIAL SERVICES, INC.

CRD#: 36956

RUSSELLVILLE, AR

Past

April 16, 2009 - November 7, 2018

WOODSTOCK FINANCIAL GROUP, INC.

RIA

CRD#: 38095

Chatham, NJ

Past

April 16, 2009 - December 12, 2019

WOODSTOCK FINANCIAL GROUP, INC.

CRD#: 38095

Chatham, NJ

Past

March 7, 2006 - May 15, 2009

PAULSON INVESTMENT COMPANY LLC

RIA

CRD#: 5670

MORRISTOWN, NJ

Past

March 7, 2006 - May 15, 2009

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

MORRISTOWN, NJ

Past

May 9, 2003 - February 28, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

SHORT HILLS, NJ

Past

May 9, 2003 - February 28, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

SHORT HILLS, NJ

Past

June 25, 2002 - May 14, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

SHORT HILLS, NJ

Past

October 11, 1999 - May 14, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

January 5, 1996 - October 18, 1999

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

August 16, 1993 - January 17, 1996

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

June 29, 1990 - August 20, 1993

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.

CRD#: 7404

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WOODSTOCK WEALTH MANAGEMENT, INC.

CRD#: 283472 / SEC#: 801-112663

RIA

Registered Investment Advisory firm - (3/30/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/17/2020)

IAR

New Jersey
(7/25/2018)

IAR

New York
(11/16/2021)

IAR

Texas
(7/18/2018)

IAR

Vermont
(12/24/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/6/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/24/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/2/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/16/1990

General Securities Representative Examination

Current Firm

WOODSTOCK WEALTH MANAGEMENT, INC.

CRD#: 283472 / SEC#: 801-112663

RIA

Registered Investment Advisory firm - (3/30/2018 Approved)

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Contact information

Main Address

250 River Park North Drive, Woodstock, GA 30188

Mailing Address

Phone number

(800) 279-4468

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - MARCH 29 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,834
AUM (Assets Under Management)	$ 629,939,767

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nile J. Steigerwald

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nile Joseph Steigerwald's CRS (Customer Relationship Summary).

Certified licenses

Experience

ST. BERNARD FINANCIAL SERVICES, INC.

WOODSTOCK FINANCIAL GROUP, INC.

WOODSTOCK FINANCIAL GROUP, INC.

PAULSON INVESTMENT COMPANY LLC

PAULSON INVESTMENT COMPANY LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

UBS FINANCIAL SERVICES INC.

CIBC WORLD MARKETS CORP.

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.

Primary Firm SEC Registration

WOODSTOCK WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/6/2002

Series 63

Date: 1/24/1990

SIE

Date: 10/1/2018

Series 31

Date: 12/2/2003

Series 7

Date: 6/16/1990

Current Firm

WOODSTOCK WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WOODSTOCK WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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