LF
Laurence M. Fotsch
CETERA INVESTMENT ADVISERS LLC
FORT COLLINS, CO 80525
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CRD#: 2003513
LF
Professional summary
Laurence Mark Fotsch, who also goes by Laurence Fotsch, Lee Fotsch, Laurence M Fotsch, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Fort Collins, Colorado and CETERA ADVISORS LLC located in Fort Collins, Colorado.
Laurence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Laurence has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Laurence Fotsch | Lee Fotsch | Laurence M Fotsch
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1 NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 09/2018, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 1, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, PROPERTY & CASUALTY; 2 NAME OF OTHER BUSINESS: THE PLANNING AND INVESTMENT CENTER , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 06/2017, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3 NAME OF OTHER BUSINESS: N/A, INVESTMENT RELATED: NO, ADDRESS: 3653 MT FLORA ST, WELLINGTON, CO, 80549, NATURE OF BUSINESS: REAL ESTATE, START DATE: 01/2005, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: MANAGE RENTAL PROPERTY; 4 NAME OF OTHER BUSINESS: N/A, INVESTMENT RELATED: NO, ADDRESS: 841 MOCASSIN LANE, ROCK SPRINGS, WY, 82901 NATURE OF BUSINESS: REAL ESTATE, START DATE: 01/2008, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: MANAGE RENTAL PROPERTY; 5. NAME OF OTHER BUSINESS: BIG RIVER ASSET MANAGEMENT; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 05/2017; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: PAYROLL AND BUSINESS ACCOUNTS PAID THROUGH THIS ENTITY; 6. NAME OF OTHER BUSINESS: MEALS ON WHEELS FORT COLLINS, CO; INVESTMENT RELATED: NO; ADDRESS: 1217 EAST ELIZABETH #11 FORT COLLINS, CO 80524; NATURE OF BUSINESS: CHARITY; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: DRIVER; APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: DRIVER, DELIVERING MEALS;
CRS (Client Relationship Summary) - RIA
Click below to view Laurence Mark Fotsch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 760 Whalers Way, A201, Fort Collins, CO 80525RIA
CRD#: 105644
FORT COLLINS, CO
Current
January 30, 2023 - Present
CETERA ADVISORS LLC
Office #1: 760 Whalers Way, A201, Fort Collins, CO 80525BD
CRD#: 10299
FORT COLLINS, CO
Past
January 30, 2023 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
WELLINGTON, CO
Past
May 22, 2017 - January 31, 2023
CENTAURUS FINANCIAL, INC.
RIA
CRD#: 30833
FORT COLLINS, CO
Past
May 22, 2017 - January 31, 2023
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
FORT COLLINS, CO
Past
January 18, 2012 - May 25, 2017
WADDELL & REED
RIA
CRD#: 866
FT. COLLINS, CO
Past
October 24, 2011 - May 25, 2017
WADDELL & REED
BD
CRD#: 866
FT. COLLINS, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/30/2023)
RR
California(1/30/2023)
RR
Colorado(1/30/2023)
IAR
Colorado(3/21/2024)
RR
Kansas(2/22/2023)
RR
Michigan(1/30/2023)
RR
Minnesota(1/30/2023)
RR
Nebraska(2/22/2023)
RR
New Mexico(10/27/2023)
RR
North Carolina(1/31/2023)
RR
Ohio(3/1/2023)
RR
Pennsylvania(3/1/2023)
RR
South Dakota(1/30/2023)
RR
Texas(1/30/2023)
IAR
Texas(3/21/2024)
RR
Utah(1/30/2023)
RR
Wyoming(1/30/2023)
IAR
Wyoming(3/21/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Fort Collins, CO 80525TRUST BUT VERIFY
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