Gregory J. Murphy
Professional summary
Gregory John Murphy is a registered financial professional currently at PIMCO INVESTMENTS LLC located in Miami, Florida.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1990. Gregory has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory John Murphy's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 14, 2011 - Present
PIMCO INVESTMENTS LLC
Office #1: 600 Brickell Avenue 21st Floor, Miami, FL 33131June 8, 2006 - August 17, 2007
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC
June 8, 2006 - February 14, 2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
May 20, 2005 - June 14, 2006
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
April 13, 2004 - May 3, 2005
LINCOLN FINANCIAL DISTRIBUTORS, INC.
April 12, 2004 - May 3, 2005
LINCOLN FINANCIAL DISTRIBUTORS, INC.
August 15, 2001 - December 16, 2003
EATON VANCE DISTRIBUTORS, INC.
November 11, 1999 - August 9, 2001
NATIONWIDE INVESTMENT SERVICES CORPORATION
May 6, 1997 - September 7, 1999
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
January 12, 1996 - February 10, 1997
HSBC BROKERAGE (USA) INC.
December 21, 1994 - October 12, 1995
MFS FUND DISTRIBUTORS, INC.
January 1, 1990 - December 31, 1994
MFS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/23/2024)
(2/14/2011)
(1/17/2017)
(5/28/2020)
(2/14/2011)
(1/4/2024)
(6/28/2017)
(1/10/2022)
Exams
FINRA
Current Firm
PIMCO INVESTMENTS LLC
CRD#: 154957 / SEC#: , 8-68686
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | SOLE MEMBER | 104559 |
| BENTLEY, JAMES DANIEL | MANAGER, BOARD OF MANAGERS | 5138093 |
| BURG, ANTHONY ALAN | TREASURER | 6005184 |
| FERRARI, DAVID RICHARD | PRINCIPAL FINANCIAL OFFICER & FINANCIAL AND OPERATIONS PRINCIPAL | 6004690 |
| HALL, GREGORY WESTON | PRINCIPAL EXECUTIVE OFFICER & CHAIRMAN, BOARD OF MANAGERS | 3111343 |
| MURPHY, JORDAN MITCHELL | CHIEF COMPLIANCE OFFICER | 4221561 |
| OGLESBY, SARAH JANE | SECRETARY | 7676855 |
| PITTERS, CALEB JOSEPH ALEXANDER JR | MANAGER, BOARD OF MANAGERS | 3198603 |
| SUTHERLAND, ERIC MICHAEL | PRESIDENT & MANAGER, BOARD OF MANAGERS | 1724744 |
| THOMAS, MARK GARETH | HEAD OF BUSINESS MANAGEMENT | 2923871 |
| WHITTAKER, MEGAN HAYES | AML COMPLIANCE OFFICER | 6442805 |
| WHITTEN, CANDICE STACK | MANAGER, BOARD OF MANAGERS | 4460452 |
Red Flags
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Company Information
PIMCO INVESTMENTS LLC
CRD#: 154957Miami, FL 33131TRUST BUT VERIFY
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