Beverly A. Gleason
Professional summary
Beverly Anne Gleason, AIF®, CFP®, who also goes by Beverly Gleason, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Spokane, Washington and CETERA INVESTMENT SERVICES LLC located in Spokane, Washington.
Beverly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Beverly has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Beverly Anne Gleason's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1998
Experience
May 4, 2015 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 717 West Sprague Avenue, Spokane, WA 99201May 10, 2000 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 717 West Sprague Avenue, Spokane, WA 99201October 14, 1998 - May 10, 2000
GUARANTY BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/10/2000)
(10/10/2000)
(5/10/2000)
(1/9/2020)
(12/26/2023)
(6/29/2021)
(4/17/2023)
(5/10/2000)
(6/17/2024)
(2/13/2017)
(5/10/2000)
(11/6/2023)
(8/10/2012)
(8/7/2004)
(6/20/2025)
(8/28/2000)
(5/9/2017)
(1/11/2023)
(1/12/2016)
(1/6/2021)
(5/10/2000)
(5/4/2015)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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