Dallas D. Hurt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dallas Delphyn Hurt was a registered financial professional .
Dallas is a previously registered financial professional and started their career in finance in 1989. Dallas had worked at 6 firms and has passed the Series 63, SIE, Series 50 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2016 - October 1, 2018
FIRST SOUTHERN SECURITIES, LLC.
May 2, 2013 - May 28, 2015
CONNERS & CO., INC.
February 27, 2006 - February 2, 2011
SWENEY CARTWRIGHT & COMPANY
June 20, 1994 - February 7, 2006
ROSS, SINCLAIRE & ASSOCIATES, LLC
March 12, 1992 - May 11, 1994
SOCIETY INVESTMENTS, INC.
December 19, 1989 - September 24, 1991
GRADISON & COMPANY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST SOUTHERN SECURITIES, LLC.
CRD#: 153133 / SEC#: , 8-68503
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EILER, BENJAMIN THOMAS | OWNER | 3063023 |
| HAWK, WILLIAM HEATH | PRESIDENT / CEO / ROSFP / MP | 2494928 |
| SFYRIS, VASILEIOS ALEXIOS | MANAGING PARTNER/POO | 4026992 |
| PAGAN MARXUACH, RAFAEL ANTONIO | OWNER | 2863850 |
| HOLMAN, JOHN MICHAEL | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | 1858866 |
| JACKELS, STEPHANIE KANE | FINOP/PFO | 5928877 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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