PS
Paul F. Seymour
CETERA INVESTMENT ADVISERS LLC
PLATTSBURGH, NY 12901
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CRD#: 2002154
PS
Professional summary
Paul Francis Seymour, who also goes by Paul F Seymour, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Plattsburgh, New York and CETERA WEALTH SERVICES, LLC located in Plattsburgh, New York.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Paul has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul F Seymour
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 11/1989 APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: CHAMPLAIN TECHNOLOGY GROUP INVESTMENT RELATED: NO ADDRESS: 11118 US -9 CHAMPLAIN NY 12919 NATURE OF BUSINESS: TELEPHONE / INTERNET COMPANY START DATE: 01/1995 POSITION/TITLE/RELATIONSHIP: BOARD OF DIRECTOR APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: BOARD OF DIRECTOR 3. NAME OF OTHER BUSINESS: FINANCIAL SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/1995 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES
CRS (Client Relationship Summary) - RIA
Click below to view Paul Francis Seymour's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 20, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 110 West Bay Plaza, Plattsburgh, NY 12901RIA
CRD#: 105644
PLATTSBURGH, NY
Current
June 20, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 110 West Bay Plaza, Plattsburgh, NY 12901BD
CRD#: 13572
PLATTSBURGH, NY
Past
June 11, 2019 - June 24, 2024
CADARET, GRANT & CO., INC.
RIA
CRD#: 10641
PLATTSBURGH, NY
Past
May 24, 2006 - June 24, 2024
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
PLATTSBURGH, NY
Past
May 16, 2006 - May 25, 2006
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
January 30, 1995 - May 26, 2006
EQUITY SERVICES, INC.
BD
CRD#: 265
MONTPELIER, VT
Past
November 8, 1989 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
November 8, 1989 - March 6, 1995
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/20/2024)
RR
Colorado(8/15/2024)
RR
Connecticut(6/20/2024)
RR
Florida(6/21/2024)
RR
Georgia(6/21/2024)
RR
Idaho(6/20/2024)
RR
Louisiana(7/1/2024)
RR
Maine(8/6/2024)
RR
Maryland(7/5/2024)
RR
New Hampshire(6/25/2024)
RR
New Jersey(6/20/2024)
RR
New York(6/20/2024)
IAR
New York(6/20/2024)
RR
North Carolina(6/26/2024)
RR
Ohio(6/20/2024)
RR
Oregon(4/13/2025)
RR
Pennsylvania(6/24/2024)
RR
South Carolina(6/21/2024)
RR
Texas(6/20/2024)
IAR
Texas(6/20/2024)
RR
Vermont(6/24/2024)
RR
Virginia(6/26/2024)
RR
West Virginia(7/31/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
