VS
Vikrant Sawhney
BLACKSTONE SECURITIES PARTNERS L.P.
New York, NY 10154
Some features on this profile are disabled
CRD#: 2002041
VS
Professional summary
Vikrant Sawhney, who also goes by VIk Sawhney, is a registered financial professional currently at BLACKSTONE SECURITIES PARTNERS L.P. located in New York, New York.
Vikrant is registered as a RR (Registered Representative) and started their career in finance in 1998. Vikrant has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 79, Series 62 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Vik Sawhney
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Vikrant Sawhney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 11, 2011 - Present
BLACKSTONE SECURITIES PARTNERS L.P.
Office #1: 345 Park Avenue, New York, NY 10154BD
CRD#: 17917
New York, NY
Past
June 14, 1999 - September 13, 2007
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Past
September 10, 1998 - June 14, 1999
DB ALEX. BROWN LLC
BD
CRD#: 17790
BALTIMORE, MD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/22/2011)
RR
Alaska(8/22/2011)
RR
Arizona(8/22/2011)
RR
Arkansas(8/22/2011)
RR
California(8/22/2011)
RR
Colorado(8/22/2011)
RR
Connecticut(8/22/2011)
RR
Delaware(8/22/2011)
RR
District of Columbia(8/22/2011)
RR
Florida(8/22/2011)
RR
Georgia(8/22/2011)
RR
Hawaii(8/22/2011)
RR
Idaho(8/22/2011)
RR
Illinois(8/22/2011)
RR
Indiana(8/22/2011)
RR
Iowa(8/22/2011)
RR
Kansas(8/22/2011)
RR
Kentucky(8/22/2011)
RR
Louisiana(8/22/2011)
RR
Maine(8/22/2011)
RR
Maryland(8/22/2011)
RR
Massachusetts(8/22/2011)
RR
Michigan(8/22/2011)
RR
Minnesota(8/22/2011)
RR
Mississippi(8/22/2011)
RR
Missouri(8/22/2011)
RR
Montana(8/22/2011)
RR
Nebraska(8/22/2011)
RR
Nevada(8/22/2011)
RR
New Hampshire(8/22/2011)
RR
New Jersey(8/22/2011)
RR
New Mexico(8/22/2011)
RR
New York(8/22/2011)
RR
North Carolina(8/24/2011)
RR
North Dakota(8/22/2011)
RR
Ohio(8/22/2011)
RR
Oklahoma(8/22/2011)
RR
Oregon(8/22/2011)
RR
Pennsylvania(8/22/2011)
RR
Puerto Rico(8/22/2011)
RR
Rhode Island(8/22/2011)
RR
South Carolina(8/22/2011)
RR
South Dakota(8/22/2011)
RR
Tennessee(8/22/2011)
RR
Texas(8/22/2011)
RR
Utah(8/22/2011)
RR
Vermont(8/22/2011)
RR
Virgin Islands(8/22/2011)
RR
Virginia(8/22/2011)
RR
Washington(8/22/2011)
RR
West Virginia(8/22/2011)
RR
Wisconsin(8/22/2011)
RR
Wyoming(8/22/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 9/5/1998
Corporate Securities Limited Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BLACKSTONE SECURITIES PARTNERS L.P.
BLACKSTONE ADVISORY PARTNERS L.P. | THE BLACKSTONE GROUP L.P. | THE BLACKSTONE GROUP | BLACKSTONE SECURITIES PARTNERS L.P. | BLACKSTONE CAPITAL MARKETS | BLACKSTONE ADVISORY SERVICES L.P.
CRD#: 17917 / SEC#: , 8-35941
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
345 Park Avenue, New York, NY 10154-0191
Mailing Address
601 Lexington Avenue 28th Floor, New York, NY 10022
Phone number
(212) 583-5000
Established
Delaware since 09/27/1988
Firm type
Partnership
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKSTONE GROUP HOLDINGS L.P. | LIMITED PARTNER | |
| BALLAS, ZACHARY | DESIGNATED PRINCIPAL | 6563232 |
| BLACKSTONE ADVISORY SERVICES L.L.C. | GENERAL PARTNER | |
| DEROSE, ANTHONY | CHIEF COMPLIANCE OFFICER | 5553578 |
| PAYNE, DAVID BRYAN | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, FINOP | 4984877 |
| SCHWARZMAN, STEPHEN ALLEN | CHAIRMAN & CEO | 861435 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
