Emma J. Ferguson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Emma Josie Ferguson was a registered financial professional .
Emma is a previously registered financial professional and started their career in finance in 1989. Emma had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 1992 - December 31, 2020
EMMA JOSIE FERGUSON
November 22, 1989 - November 19, 1991
LEFCOURT FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
EMMA JOSIE FERGUSON
CRD#: 106934 / SEC#: 801-40213
Contact information
Red Flags
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