Elizabeth J. Schruefer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth June Schruefer, who also goes by Elizabeth June Jablonski, Jablonski, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1990. Elizabeth had worked at 5 firms and has passed the Series 66, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2012 - July 16, 2013
YELLOWWOOD FINANCIAL ADVISORS, INC.
March 17, 2011 - December 8, 2011
LPL FINANCIAL LLC
March 11, 2011 - December 8, 2011
LPL FINANCIAL LLC
January 6, 2006 - March 8, 2011
NEA MEMBER BENEFITS
December 13, 2001 - September 5, 2008
SECURITY DISTRIBUTORS
October 29, 1990 - April 22, 1992
LEGG MASON WOOD WALKER, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
YELLOWWOOD FINANCIAL ADVISORS, INC.
CRD#: 121426 / SEC#: 801-61921
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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