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TK

Thomas J. Kitchin

TRAILMARK
Atlanta, GA 30326-1352
Some features on this profile are disabled
CRD#: 2001227
TK

Professional summary


Thomas Jeffrey Kitchin, who also goes by Jeff Kitchen, Thomas Jeffrey Kitchen, Jeff Kitchin, Thomas Jefferey Kitchin, Thomas Kitchin, is a registered financial professional currently at TRAILMARK INC. located in Atlanta, Georgia.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1989. Thomas has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jeff Kitchen | Thomas Jeffrey Kitchen | Jeff Kitchin | Thomas Jefferey Kitchin | Thomas Kitchin

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Thomas Jeffrey Kitchin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 21, 2015 - Present

TRAILMARK INC.

Office #1: 3355 Lenox Road Ne Suite 805, Atlanta, GA 30326-1352
BD
CRD#: 104408
Atlanta, GA
Past

February 19, 2004 - January 22, 2014

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
ATLANTA, GA
Past

January 3, 2003 - January 22, 2014

OPPENHEIMER & CO. INC.

BD
CRD#: 249
ATLANTA, GA
Past

October 7, 1994 - January 3, 2003

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

May 17, 1990 - October 21, 1994

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

October 28, 1989 - May 23, 1990

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(8/21/2015)

Exams


State Security Law Exam
IAR
Series 65
Date: 4/21/2003
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


TI
TRAILMARK INC.
FORTRESS GROUP, INC. | TRAILMARK INC. | FORTRESS WILLIAMSON SECURITIES, INC.

CRD#: 104408 / SEC#: , 8-52864

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information


Main Address
3355 Lenox Road Ne Suite 805, Atlanta, GA 30326-1352
Mailing Address
P.o. Box 190549, Atlanta, GA 31119
Phone number
(404) 900-5501
Established
Georgia since 08/07/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CAPUTO, CHRISTOPHER JOSEPHPRESIDENT/MANAGING DIRECTOR/50% STOCKHOLDER1734605
WILLIAMSON, BRUCE ALANCFO/VP/CORPORATE SECRETARY/MANAGING DIRECTOR/50% STOCKHOLDER1923210
WILLIAMSON, BRUCE ALANCHIEF COMPLIANCE OFFICER, FINOP1923210

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TRAILMARK INC.

CRD#: 104408Atlanta, GA 30326-1352

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