TD
Thomas H. Drucis
CETERA INVESTMENT ADVISERS LLC
BRIDGEVILLE, PA 15017
Some features on this profile are disabled
CRD#: 2001059
TD
Professional summary
Thomas Henry Drucis, who also goes by Thomas H Drucis, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Bridgeville, Pennsylvania and CETERA ADVISORS LLC located in Bridgeville, Pennsylvania.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Thomas has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas H Drucis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES,
INVESTMENT RELATED: YES,
ADDRESS: SAME AS REGISTERD LOCATION,
NATURE OF BUSINESS: FIXED INSURANCE,
START DATE: 9/2016,
APX NUMBER OF HOURS PER WEEK: 40,
APX NUMBER OF TRADING HOURS PER WEEK: 32.5,
POSITION/TITLE/RELATIONSHIP: AGENT,
BRIEF DESCRIPTION OF DUTIES: LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG TERM CARE;
NAME OF OTHER BUSINESS: THOMAS DRUCIS,
INVESTMENT RELATED: NO,
ADDRESS: SAME AS REGISTERD LOCATION,
NATURE OF BUSINESS: REAL ESTATE RENTAL,
START DATE: 1/2013,
APX NUMBER OF HOURS PER WEEK: 1,
APX NUMBER OF TRADING HOURS PER WEEK: 1,
POSITION/TITLE/RELATIONSHIP: OWNER,
BRIEF DESCRIPTION OF DUTIES: COLLECT RENT;
NAME OF OTHER BUSINESS: NONE,
INVESTMENT RELATED: NO,
ADDRESS: SAME AS RESIDENTIAL LOCATION,
NATURE OF BUSINESS: COMIC BOOKS,
START DATE: 200,
APX NUMBER OF HOURS PER WEEK: 4,
APX NUMBER OF TRADING HOURS PER WEEK: 4,
POSITION/TITLE/RELATIONSHIP: SALES,
BRIEF DESCRIPTION OF DUTIES: BUY, SELL, SHIP COMIC BOOKS;
NAME OF OTHER BUSINESS: SERVICE FIRST,
INVESTMENT RELATED: YES,
ADDRESS: SAME AS RESIDENTIAL LOCATION,
NATURE OF BUSINESS: VALUATION & SETTLEMENT,
START DATE: 2006,
APX NUMBER OF HOURS PER WEEK: 1,
APX NUMBER OF TRADING HOURS PER WEEK: 1,
POSITION/TITLE/RELATIONSHIP: PARTNER,
BRIEF DESCRIPTION OF DUTIES: CONSULTING ON BUSINESS;
NAME OF OTHER BUSINESS: AMERICAN EQUITY SERVICES CORP,
INVESTMENT RELATED: YES,
ADDRESS: SAME AS REGISTERED LOCATION,
NATURE OF BUSINESS: FIXED INSURANCE,
START DATE: 1991,
APX NUMBER OF HOURS PER WEEK: 4,
APX NUMBER OF TRADING HOURS PER WEEK: 4,
POSITION/TITLE/RELATIONSHIP: OWNER,
BRIEF DESCRIPTION OF DUTIES: DBA FOR SALE OF FIXED INSURANCE;
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Henry Drucis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 602 Baldwin Street, Bridgeville, PA 15017RIA
CRD#: 105644
BRIDGEVILLE, PA
Current
October 3, 2016 - Present
CETERA ADVISORS LLC
Office #1: 602 Baldwin Street, Bridgeville, PA 15017BD
CRD#: 10299
Bridgeville, PA
Past
October 3, 2016 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
January 10, 2005 - October 3, 2016
INVESTORS CAPITAL CORP.
RIA
CRD#: 30613
BRIDGEVILLE, PA
Past
March 26, 2003 - December 31, 2004
EASTERN POINT ADVISORS INC.
RIA
CRD#: 107123
PITTSBURGH, PA
Past
August 21, 2001 - October 3, 2016
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
BRIDGEVILLE, PA
Past
July 20, 2001 - November 2, 2001
EMPIRE FINANCIAL GROUP, INC.
BD
CRD#: 28759
LONGWOOD, FL
Past
May 22, 1997 - July 20, 2001
CENTENNIAL CAPITAL MANAGEMENT, INC.
BD
CRD#: 38988
ATLANTA, GA
Past
August 21, 1992 - May 9, 1997
WORLD INVEST CORPORATION
BD
CRD#: 17223
DEERFIELD BEACH, FL
Past
January 31, 1992 - August 24, 1992
AMERICAN CAPITAL CORPORATION
BD
CRD#: 16124
VALLEY FORGE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/3/2016)
RR
Arizona(10/3/2016)
RR
Arkansas(10/3/2016)
RR
California(10/3/2016)
RR
Colorado(10/3/2016)
RR
Connecticut(10/3/2016)
RR
Delaware(7/16/2025)
RR
District of Columbia(10/3/2016)
RR
Florida(10/4/2016)
RR
Georgia(10/3/2016)
RR
Illinois(8/1/2019)
RR
Indiana(10/3/2016)
RR
Kentucky(10/3/2016)
RR
Maryland(10/3/2016)
RR
Massachusetts(10/3/2016)
RR
Michigan(10/3/2016)
RR
Missouri(1/30/2025)
RR
New Jersey(10/3/2016)
RR
New Mexico(10/3/2016)
RR
New York(10/3/2016)
RR
North Carolina(10/3/2016)
RR
Ohio(10/3/2016)
RR
Pennsylvania(10/3/2016)
IAR
Pennsylvania(3/21/2024)
RR
South Carolina(1/4/2018)
RR
Texas(1/3/2020)
IAR
Texas(3/21/2024)
RR
Utah(4/30/2020)
RR
Virginia(10/3/2016)
RR
Washington(10/3/2016)
RR
West Virginia(10/3/2016)
RR
Wisconsin(2/6/2024)
RR
Wyoming(10/3/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
