Robert Keenan Jr
Professional Summary
Robert Keenan JR is a registered financial advisor currently at ST. BERNARD FINANCIAL SERVICES, INC. located in Oklahoma City, Oklahoma and ST BERNARD ASSET MANAGEMENT, INC. located in Russellville, Arkansas. Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Robert has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
RBC CAPITAL MARKETS, LLC
FSC SECURITIES CORPORATION
WILLIAMS ASSET MANAGEMENT
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
RBC CAPITAL MARKETS, LLC
FSC SECURITIES CORPORATION
WILLIAMS ASSET MANAGEMENT
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
RBC CAPITAL MARKETS, LLC
FSC SECURITIES CORPORATION
WILLIAMS ASSET MANAGEMENT
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
RBC CAPITAL MARKETS, LLC
FSC SECURITIES CORPORATION
WILLIAMS ASSET MANAGEMENT
Years of Experience
37 years in the financial services industry
Current & Past Employments
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
RBC CAPITAL MARKETS, LLC
FSC SECURITIES CORPORATION
WILLIAMS ASSET MANAGEMENT
Current Firm
BANKS AND BROWN FINANCIAL ADVISORS | WARD FINANCIAL SERVICES | TURNER FINANCIAL | TULSATAXDEPOT.COM | ST. BERNARD FINANCIAL SERVICES, INC. | ST BERNARD FINANCIAL SERVICES, INC. | SOUTH TEXAS WEALTH | SCHERSHELWEALTH.COM | PULLEN FINANCIAL | MFCENTER.COM | KESSLER FINANCIAL | INTEGRATED FINANCIAL SOLUTIONS OF KANSAS CITY | BISHOP INSURANCE
Contact Information
Main Address
1609 West Main St., Russellville, AR 72801Mailing Address
1609 West Main St., Russellville, AR 72801Phone Number
(479) 967-1200Established
Arkansas since 03/24/1994Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
117SEC notice filing (40 States and Territories)
Registered to provide investment advisory services in 40 US states and territories.
FINRA licenses (47 States and Territories)
Registered to provide investment advisory services in 40 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
798AUM (Assets Under Management)
$136,237,104Disclosures
Regulatory Event
7Similar Advisors
CETERA INVESTMENT ADVISERS LLC
RBC CAPITAL MARKETS, LLC
FSC SECURITIES CORPORATION
WILLIAMS ASSET MANAGEMENT
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
RBC CAPITAL MARKETS, LLC
FSC SECURITIES CORPORATION
WILLIAMS ASSET MANAGEMENT
Primary Firm SEC Registration
BANKS AND BROWN FINANCIAL ADVISORS | WARD FINANCIAL SERVICES | TURNER FINANCIAL | TULSATAXDEPOT.COM | ST. BERNARD FINANCIAL SERVICES, INC. | ST BERNARD FINANCIAL SERVICES, INC. | SOUTH TEXAS WEALTH | SCHERSHELWEALTH.COM | PULLEN FINANCIAL | MFCENTER.COM | KESSLER FINANCIAL | INTEGRATED FINANCIAL SOLUTIONS OF KANSAS CITY | BISHOP INSURANCE
State Registrations and Notice Filings
(11/1/1994)
(2/18/2010)
(12/3/2012)
(3/29/2017)
(8/9/2021)
(3/13/2015)
(7/1/2016)
(7/9/2014)
(8/2/2018)
(7/22/2015)
(10/3/2016)
(2/26/2025)
(1/29/2025)
(3/8/2017)
(4/28/2022)
(5/10/2011)
(6/16/2016)
(10/23/2018)
(5/30/2014)
(12/19/2017)
(2/28/2019)
(5/11/2022)
(5/31/2022)
(1/15/2026)
(12/20/2012)
(8/28/2015)
(11/19/2025)
(8/9/2013)
(2/22/2011)
(11/21/2016)
(2/22/2023)
(6/15/2016)
(9/26/2024)
(6/21/2016)
(2/27/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Oct 1994About the Series 28 examSRO Registrations
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
RBC CAPITAL MARKETS, LLC
FSC SECURITIES CORPORATION
WILLIAMS ASSET MANAGEMENT
CRS (Client Relationship Summary) - RIA
Click below to view Robert Keenan JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Keenan JR's CRS (Customer Relationship Summary).
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
RBC CAPITAL MARKETS, LLC
FSC SECURITIES CORPORATION
WILLIAMS ASSET MANAGEMENT
