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RD

Robert John Demelfi Sr

TRIDENT ADVISORS

WOODBURY, NY

·CRD# 2000650·37 years experience

Professional Summary

Robert John Demelfi SR, who also goes by Bob Demelfi, Robert John Demelfi, is a registered financial advisor currently at TRIDENT ADVISORS LLC located in Woodbury, New York and TRIDENT PARTNERS LTD. located in Holbrook, New York. Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Robert has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Demelfi, Robert John Demelfi

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

TRIDENT ADVISORS LLC·CRD# 145231

RIA

181 Crossways Park Drive, Woodbury, NY 11797

February 22, 2019 - Present

TRIDENT PARTNERS LTD.·CRD# 41258

BD

321 Dante Court Suite A2, Holbrook, NY 11741

October 14, 2017 - Present

LPL FINANCIAL LLC·CRD# 6413

BD

Port Jefferson, NY

May 31, 2012 - October 30, 2017

CAPITAL ONE FINANCIAL ADVISORS LLC·CRD# 127236

RIA

Melville, NY

September 29, 2009 - June 1, 2012

CAPITAL ONE INVESTMENT SERVICES LLC·CRD# 25658

BD

Port Jefferson Station, NY

October 6, 1997 - June 1, 2012

ESSEX NATIONAL SECURITIES, LLC·CRD# 25454

BD

Napa, CA

May 21, 1997 - October 7, 1997

FLEET ENTERPRISES, INC.·CRD# 17434

BD

New York, NY

August 28, 1992 - May 21, 1997

USLIFE EQUITY SALES CORP.·CRD# 7962

BD

New York, NY

December 19, 1991 - July 13, 1992

EMPIRE NATIONAL SECURITIES, INCORPORATED·CRD# 7361

BD

September 13, 1990 - December 1, 1990

FORESTERS FINANCIAL SERVICES, INC.·CRD# 305

BD

Edison, NJ

November 3, 1989 - August 28, 1990

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Current Firm

TA

TRIDENT ADVISORS LLC

MADISON GLOBAL PARTNERS LLC | TRIDENT ADVISORS LLC

CRD#: 145231

California

Registered Investment Advisory firm - California (4/11/2008 Approved)

Connecticut

Registered Investment Advisory firm - Connecticut (1/14/2013 Approved)

Florida

Registered Investment Advisory firm - Florida (3/19/2009 Approved)

Maryland

Registered Investment Advisory firm - Maryland (4/29/2021 Terminated)

New Jersey

Registered Investment Advisory firm - New Jersey (1/15/2013 Approved)

New York

Registered Investment Advisory firm - New York (4/1/2013 Approved)

North Carolina

Registered Investment Advisory firm - North Carolina (3/24/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

181 Crossways Park Drive, Woodbury, NY 11797

Phone Number

(516) 681-9100

# of Employees

6

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

40

AUM (Assets Under Management)

$15,823,101

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 10/11/2012: DEMELFI WEALTH MANAGEMENT, INC. / FOR ACCOUNTING PURPOSES ONLY / TIME SPENT 1%/ PORT JEFFERSON, NY

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Arizona
(1/24/2018)

RR

Delaware
(12/11/2025)

RR

Florida
(12/18/2017)

RR

Massachusetts
(1/3/2020)

RR

New Jersey
(10/17/2017)

IAR

New Jersey
(2/22/2019)

RR

New York
(10/14/2017)

RR

North Carolina
(1/30/2018)

RR

Pennsylvania
(11/9/2017)

RR

South Carolina
(1/8/2019)

RR

Texas
(1/25/2018)

RR

Virginia
(2/28/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2009About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1989About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1995About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1989About the Series 6 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Robert John Demelfi SR's CRS (Customer Relationship Summary).

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RD

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