Robert J. Demelfi

TRIDENT ADVISORS LLC

Woodbury, NY 11797

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CRD#: 2000650

Professional summary

Robert John Demelfi SR, who also goes by Bob Demelfi, Robert John Demelfi, is a registered financial advisor currently at TRIDENT ADVISORS LLC located in Woodbury, New York and TRIDENT PARTNERS LTD. located in Holbrook, New York.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Robert has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Demelfi | Robert John Demelfi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 10/11/2012: DEMELFI WEALTH MANAGEMENT, INC. / FOR ACCOUNTING PURPOSES ONLY / TIME SPENT 1%/ PORT JEFFERSON, NY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert John Demelfi SR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2019 - Present

TRIDENT ADVISORS LLC

Office #1: 181 Crossways Park Drive, Woodbury, NY 11797

RIA

CRD#: 145231

Woodbury, NY

Current

October 14, 2017 - Present

TRIDENT PARTNERS LTD.

Office #1: 321 Dante Court Suite A2, Holbrook, NY 11741

CRD#: 41258

Holbrook, NY

Past

May 31, 2012 - October 30, 2017

LPL FINANCIAL LLC

CRD#: 6413

PORT JEFFERSON, NY

Past

September 29, 2009 - June 1, 2012

CAPITAL ONE FINANCIAL ADVISORS LLC

RIA

CRD#: 127236

MELVILLE, NY

Past

October 6, 1997 - June 1, 2012

CAPITAL ONE INVESTMENT SERVICES LLC

CRD#: 25658

PORT JEFFERSON STATION, NY

Past

May 21, 1997 - October 7, 1997

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Past

August 28, 1992 - May 21, 1997

FLEET ENTERPRISES, INC.

CRD#: 17434

NEW YORK, NY

Past

December 19, 1991 - July 13, 1992

USLIFE EQUITY SALES CORP.

CRD#: 7962

NEW YORK, NY

Past

September 13, 1990 - December 1, 1990

EMPIRE NATIONAL SECURITIES, INCORPORATED

CRD#: 7361

Past

November 3, 1989 - August 28, 1990

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/24/2018)

Florida
(12/18/2017)

Massachusetts
(1/3/2020)

New Jersey
(10/17/2017)

IAR

New Jersey
(2/22/2019)

New York
(10/14/2017)

North Carolina
(1/30/2018)

Pennsylvania
(11/9/2017)

South Carolina
(1/8/2019)

Texas
(1/25/2018)

Virginia
(2/28/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/25/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/19/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/3/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/2/1989

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TRIDENT ADVISORS LLC

MADISON GLOBAL PARTNERS LLC | TRIDENT ADVISORS LLC

CRD#: 145231 / SEC#:

California

Registered Investment Advisory firm - (4/11/2008 Approved)

Connecticut

Registered Investment Advisory firm - (1/14/2013 Approved)

Florida

Registered Investment Advisory firm - (3/19/2009 Approved)

Maryland

Registered Investment Advisory firm - (4/29/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (1/15/2013 Approved)

New York

Registered Investment Advisory firm - (4/1/2013 Approved)

North Carolina

Registered Investment Advisory firm - (3/24/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

181 Crossways Park Drive, Woodbury, NY 11797

Mailing Address

Phone number

(516) 681-9100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 12,185,072

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert J. Demelfi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert John Demelfi SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIDENT PARTNERS LTD.

LPL FINANCIAL LLC

CAPITAL ONE FINANCIAL ADVISORS LLC

CAPITAL ONE INVESTMENT SERVICES LLC

ESSEX NATIONAL SECURITIES, LLC

FLEET ENTERPRISES, INC.

USLIFE EQUITY SALES CORP.

EMPIRE NATIONAL SECURITIES, INCORPORATED

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/25/2009

Series 63

Date: 10/19/1989

SIE

Date: 10/1/2018

Series 7

Date: 1/3/1995

Series 6

Date: 11/2/1989

FINRA

Current Firm

TRIDENT ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TRIDENT ADVISORS LLC

TRUST BUT VERIFY

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