David M. Lyall
Professional summary
David Mackenzie Lyall is a registered financial professional currently at HAYWOOD SECURITIES (USA) INC. .
David is registered as a RR (Registered Representative) and started their career in finance in 1990. David has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Mackenzie Lyall's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2000 - Present
HAYWOOD SECURITIES (USA) INC.
Office #1: 200 Burrard St Suite 700, Vancouver, Bc, V6C 3L6November 7, 1990 - March 20, 1999
NBF SECURITIES (USA) CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/13/2019)
(3/22/2018)
(4/26/2000)
(6/18/2019)
(11/9/2000)
(7/8/2019)
(11/13/2001)
(4/26/2000)
(5/30/2019)
(6/13/2019)
(7/12/2019)
(6/10/2019)
(6/13/2019)
(4/19/2017)
(4/20/2006)
(6/11/2019)
(6/10/2019)
(8/5/2000)
(6/10/2019)
(6/5/2019)
(6/7/2019)
(2/8/2018)
(6/11/2019)
(6/4/2001)
(6/10/2019)
(6/10/2019)
(6/7/2000)
Exams
FINRA
Current Firm
HAYWOOD SECURITIES (USA) INC.
CRD#: 42072 / SEC#: , 8-49696
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
HAYWOOD SECURITIES (USA) INC.
CRD#: 42072Vancouver, Bc, V6C 3L6TRUST BUT VERIFY
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