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Pamela S. Blair

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CRD#: 1999858
PB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Pamela Susan Blair was a registered financial professional .

Pamela is a previously registered financial professional and started their career in finance in 1989. Pamela had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Compass Financial Management, Inc. Not Investment Related 1318 ABERDEEN DR. SAN MATEO, CA 94402 Tax Preparation President/Enrolled Agent 06/1985 140 Hours per month Operational oversight/Tax Preparer

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 12, 2015 - April 9, 2025

CURRAN & LEWIS INVESTMENT MANAGEMENT, INC.

RIA
CRD#: 120267
San Mateo, CA
Past

April 27, 2005 - May 26, 2015

DIVERSIFIED PLANNING CONCEPTS, INC.

RIA
CRD#: 112229
SAN FRANCISCO, CA
Past

February 1, 1991 - February 4, 2009

OAK TREE SECURITIES, INC.

BD
CRD#: 18126
LIVERMORE, CA
Past

June 12, 1990 - December 31, 1990

E.F. DALY FINANCIAL GROUP

BD
CRD#: 20434
Past

November 22, 1989 - June 22, 1990

INTERFIRST CAPITAL CORPORATION

BD
CRD#: 7659
LOS ANGELES, CA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C&
CURRAN & LEWIS INVESTMENT MANAGEMENT, INC.
CURRAN & LEWIS INVESTMENT MANAGEMENT, INC.

CRD#: 120267 / SEC#: 801-61096

RIA
Registered Investment Advisory firm - (4/23/2002 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/18/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/20/1990
General Securities Principal Examination

Current Firm


C&
CURRAN & LEWIS INVESTMENT MANAGEMENT, INC.
CURRAN & LEWIS INVESTMENT MANAGEMENT, INC.

CRD#: 120267 / SEC#: 801-61096

RIA
Registered Investment Advisory firm - (4/23/2002 Approved)
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Contact information


Main Address
19 Keller Street, Petaluma, CA 94952
Mailing Address
Phone number
(650) 463-0200
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE DOCUMENT FOR ALL CLIENTS (4/21/2025)

Regulatory assets under management


Total Number of Accounts462
AUM (Assets Under Management)$ 253,613,784

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CURRAN & LEWIS INVESTMENT MANAGEMENT, INC.

CRD#: 120267

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