SC
Scott S. Chase
BREAN CAPITAL
Atlanta, GA 30326
CRD#: 1999736
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SC
Scott Shanon ChaseBREAN CAPITAL
Professional summary
Scott Shanon Chase, who also goes by S Shanon Chase, Scott S Chase, Shannon Chase, is a registered financial professional currently at BREAN CAPITAL, LLC located in Atlanta, Georgia.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1989. Scott has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
S Shanon Chase | Scott S Chase | Shannon Chase
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Scott Shanon Chase's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 27, 2026 - Present
BREAN CAPITAL, LLC
Office #1: 3414 Peachtree Road Ne Suite 270 & 750, Atlanta, GA 30326BD
CRD#: 23723
Atlanta, GA
Past
April 13, 2021 - June 3, 2026
JANNEY MONTGOMERY SCOTT LLC
RIA
CRD#: 463
ATLANTA, GA
Past
May 31, 2019 - June 3, 2026
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
ATLANTA, GA
Past
October 21, 2003 - November 18, 2019
FIG PARTNERS, LLC
BD
CRD#: 41554
ATLANTA, GA
Past
March 4, 2003 - October 23, 2003
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED
BD
CRD#: 14538
TAMPA, FL
Past
May 7, 1996 - February 3, 2003
NEOVEST TRADING
BD
CRD#: 39798
NEW YORK, NY
Past
October 25, 1989 - May 13, 1996
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/27/2026)
RR
Alaska(5/27/2026)
RR
Arizona(5/27/2026)
RR
Arkansas(5/27/2026)
RR
California(5/27/2026)
RR
Colorado(5/27/2026)
RR
Connecticut(5/27/2026)
RR
Delaware(5/27/2026)
RR
District of Columbia(5/27/2026)
RR
Florida(5/27/2026)
RR
Georgia(5/27/2026)
RR
Hawaii(5/27/2026)
RR
Idaho(5/27/2026)
RR
Illinois(5/27/2026)
RR
Indiana(5/27/2026)
RR
Iowa(5/27/2026)
RR
Kansas(5/27/2026)
RR
Kentucky(5/27/2026)
RR
Louisiana(5/27/2026)
RR
Maine(5/27/2026)
RR
Maryland(5/27/2026)
RR
Massachusetts(5/27/2026)
RR
Michigan(5/27/2026)
RR
Minnesota(5/27/2026)
RR
Mississippi(5/27/2026)
RR
Missouri(5/27/2026)
RR
Montana(5/27/2026)
RR
Nebraska(5/27/2026)
RR
Nevada(5/27/2026)
RR
New Hampshire(5/27/2026)
RR
New Jersey(5/27/2026)
RR
New Mexico(5/27/2026)
RR
New York(5/27/2026)
RR
North Carolina(6/3/2026)
RR
North Dakota(5/27/2026)
RR
Ohio(5/27/2026)
RR
Oklahoma(5/27/2026)
RR
Oregon(5/27/2026)
RR
Pennsylvania(5/27/2026)
RR
Puerto Rico(5/27/2026)
RR
Rhode Island(5/27/2026)
RR
South Carolina(5/27/2026)
RR
South Dakota(5/27/2026)
RR
Tennessee(6/1/2026)
RR
Texas(5/27/2026)
RR
Utah(5/27/2026)
RR
Vermont(5/27/2026)
RR
Virginia(5/27/2026)
RR
Washington(5/27/2026)
RR
West Virginia(5/27/2026)
RR
Wisconsin(5/27/2026)
RR
Wyoming(5/27/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
BC
BREAN CAPITAL, LLC
BREAN CAPITAL, LLC | NATIONAL LIQUIDATORS, INC | CARRET SECURITIES, LLC | CARRET SECURITIES, INC. | BREAN MURRAY, CARRET & CO., LLC.
CRD#: 23723 / SEC#: , 8-40742
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
505 Fifth Avenue 5th Floor, New York, NY 10017
Mailing Address
505 Fifth Avenue 5th Floor, New York, NY 10017
Phone number
(212) 702-6500
Established
Delaware since 02/03/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMUR HOLDINGS, LLC | HOLDING COMPANY | |
| HUNT FS HOLDINGS III, LLC | HOLDING COMPANY | |
| ALLURED LLC | HOLDING COMPANY | |
| LIZINATOR LLC | HOLDING COMPANY | |
| BREAN CAPITAL HOLDINGS, LLC | HOLDING COMPANY | |
| CORWEN, STEPHEN MILLER | HEAD OF MBS/ABS SALES | 2943061 |
| FINE, ROBERT MICHAEL | CHIEF EXECUTIVE OFFICER | 1450313 |
| GUZMAN, JEFFREY M | CHIEF COMPLIANCE OFFICER | 3095123 |
| LAMARSH, JONATHAN ANDREW | PRINCIPAL OPERATIONS OFFICER | 5436335 |
| MACKLIN, JOHN TIMOTHY | PRINCIPAL OPERATIONS OFFICER | 1446800 |
| SARABELLA, ARNOLD | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 1717059 |
| TIRSCHWELL, ROBERT MOYSE | EXECUTIVE MANAGING DIRECTOR | 2230453 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
