Randall M. Holcombe

CETERA INVESTMENT ADVISERS LLC

MONTGOMERY, AL 36117

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CRD#: 1999602

Professional summary

Randall Marvin Holcombe, who also goes by Randy Holcombe, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Montgomery, Alabama and CETERA INVESTMENT SERVICES LLC located in Montgomery, Alabama.

Randall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Randall has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Randy Holcombe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Marvin Holcombe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2014 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 2381 Taylor Road, Montgomery, AL 36117

RIA

CRD#: 105644

MONTGOMERY, AL

Current

January 29, 2013 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 2381 Taylor Road, Montgomery, AL 36117

CRD#: 15340

Montgomery, AL

Past

January 31, 2013 - January 21, 2014

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

MONTGOMERY, AL

Past

December 9, 2009 - January 23, 2013

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

MONTGOMERY, AL

Past

December 9, 2009 - January 23, 2013

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

MONTGOMERY, AL

Past

August 17, 2007 - December 11, 2009

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

MONTGOMERY, AL

Past

August 17, 2007 - December 11, 2009

RBC CAPITAL MARKETS, LLC

CRD#: 31194

MONTGOMERY, AL

Past

April 23, 2005 - August 17, 2007

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

AUBURN, AL

Past

April 23, 2005 - August 17, 2007

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

AUBURN, AL

Past

December 23, 1998 - April 7, 2000

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

December 2, 1998 - April 23, 2005

SOUTHTRUST SECURITIES, LLC

CRD#: 17922

BIRMINGHAM, AL

Past

May 4, 1998 - November 30, 1998

AMSOUTH INVESTMENT SERVICES, INC.

CRD#: 15692

BIRMINGHAM, AL

Past

July 18, 1995 - March 12, 1998

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

BIRMINGHAM, AL

Past

October 25, 1989 - September 2, 1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/29/2013)

IAR

Alabama
(1/21/2014)

Florida
(1/29/2013)

Georgia
(1/29/2013)

Minnesota
(7/8/2020)

North Carolina
(8/23/2017)

Texas
(4/14/2021)

IAR

Texas
(1/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/28/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/10/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/6/1993

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/21/1989

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Randall M. Holcombe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Marvin Holcombe's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

IFMG SECURITIES, INC.

SOUTHTRUST SECURITIES, LLC

AMSOUTH INVESTMENT SERVICES, INC.

BBVA COMPASS INVESTMENT SOLUTIONS, INC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/28/2005

Series 63

Date: 11/10/1989

SIE

Date: 10/1/2018

Series 31

Date: 8/6/1993

Series 7

Date: 10/21/1989

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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