Terrance R. Ober
Professional summary
Terrance Ronald Ober, who also goes by Terrance R Ober, Terry Ober, is a registered financial professional currently at JANUS HENDERSON DISTRIBUTORS US LLC located in New York, New York.
Terrance is registered as a RR (Registered Representative) and started their career in finance in 1989. Terrance has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terrance Ronald Ober's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2026 - Present
JANUS HENDERSON DISTRIBUTORS US LLC
Office #1: 1251 Avenue Of The Americas Suite 4102, New York, NY 10020September 21, 2015 - March 31, 2026
FORESIDE FUND SERVICES, LLC
May 30, 2012 - October 22, 2013
VOYA INVESTMENT MANAGEMENT CO. LLC
May 29, 2012 - October 22, 2013
VOYA INVESTMENTS DISTRIBUTOR, LLC
November 16, 1998 - April 11, 2012
COHEN & STEERS SECURITIES, LLC
October 16, 1996 - October 28, 1998
WNC CAPITAL CORPORATION
May 17, 1993 - September 17, 1996
BOSTON FINANCIAL SECURITIES, INC.
August 1, 1991 - May 4, 1993
WINTHROP SECURITIES CO., INC.
December 5, 1989 - August 13, 1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
December 5, 1989 - August 13, 1991
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
JANUS HENDERSON DISTRIBUTORS US LLC
CRD#: 28832 / SEC#: , 8-43810
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANUS HENDERSON INVESTORS US LLC | MANAGING MEMBER | |
| ANDERS, JOHANNA MARRIE | CHIEF COMPLIANCE OFFICER AND HEAD OF DISTRIBUTION COMPLIANCE (US) | 2350087 |
| CRAWFORD, BERG ASHTON | CHIEF ACCOUNTING OFFICER | 7933828 |
| FALCONER, PETER JOHN | ASSISTANT SECRETARY | 7218508 |
| GRAUERHOLZ, STEPHANIE LYNN | DEPUTY GENERAL COUNSEL | 4696390 |
| LACY, KARLENE J | GLOBAL HEAD OF TAX | 5073113 |
| MARIANI, KRISTIN BRETT | HEAD OF COMPLIANCE, NORTH AMERICA | 2740967 |
| ROSENBERG, MICHELLE ROSE | GENERAL COUNSEL, SECRETARY | 4735608 |
| ROSENFELD, KEVIN | HEAD OF PRIVACORE SALES | 2989217 |
| SABA, STEVEN RICHARD | FINANCIAL AND OPERATIONS PRINCIPAL | 5847576 |
| SCHWEITZER, MICHAEL ALAN | PRESIDENT | 1940642 |
| UTZ, KATHRYN BRETTON | DEPUTY CHIEF COMPLIANCE OFFICER AND N.A. HEAD OF SALES PRACTICE COMPLIANCE | 3100695 |
Red Flags
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