Robert F. Hennessey

CHAINCE SECURITIES

NEW YORK, NY 10020

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CRD#: 1998770

Professional summary

Robert Francis Hennessey, who also goes by Bob Hennessey, is a registered financial professional currently at CHAINCE SECURITIES, LLC located in New York, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1989. Robert has worked at 19 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bob Hennessey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Francis Hennessey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2026 - Present

CHAINCE SECURITIES, LLC

Office #1: 1251 Avenue Of The Americas 41st Floor, New York, NY 10020

CRD#: 10590

NEW YORK, NY

Past

May 13, 2025 - January 7, 2026

INVICTA CAPITAL LLC

CRD#: 288101

OAKMONT, PA

Past

August 21, 2023 - January 22, 2024

JCC CAPITAL MARKETS, LLC

CRD#: 146776

LAGUNA NIGUEL, CA

Past

February 7, 2019 - September 21, 2021

COPLEY FINANCIAL GROUP, INC.

RIA

CRD#: 283070

SAN DIEGO, CA

Past

June 23, 2017 - March 23, 2018

COINBASE CAPITAL MARKETS CORP

CRD#: 10722

NEW YORK, NY

Past

April 4, 2017 - May 31, 2017

RETIREMENTADVICE | JKA

RIA

CRD#: 153803

ANAHEIM, CA

Past

June 1, 2016 - March 16, 2017

ARCHER DISTRIBUTORS, LLC

CRD#: 158961

LAUREL, MD

Past

August 10, 2015 - June 30, 2016

PATRICK CAPITAL MARKETS, LLC

CRD#: 16518

CARLSBAD, CA

Past

July 10, 2012 - August 12, 2013

CABIN SECURITIES, INC.

CRD#: 137608

OVERLAND PARK, KS

Past

March 21, 2011 - March 15, 2012

NEXBANK SECURITIES INC

CRD#: 133267

DALLAS, TX

Past

August 30, 2010 - April 13, 2011

CABIN SECURITIES, INC.

CRD#: 137608

OVERLAND PARK, KS

Past

August 21, 2009 - July 12, 2010

ASSETMARK, INC.

RIA

CRD#: 109018

PLEASANT HILL, CA

Past

August 5, 2009 - July 12, 2010

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

PLEASANT HILL, CA

Past

November 11, 2008 - May 11, 2009

LINCOLN FINANCIAL DISTRIBUTORS, INC.

RIA

CRD#: 145

LAFAYETTE, CA

Past

March 19, 2008 - May 11, 2009

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

September 24, 2007 - February 21, 2008

CORONADO INVESTMENTS, LLC

CRD#: 111992

RANCHO SANTA FE, CA

Past

May 29, 2007 - September 6, 2007

EVOLVE SECURITIES, INC.

CRD#: 127474

DALLAS, TX

Past

March 26, 1998 - September 9, 2004

INSIGHT CAPITAL RESEARCH & MANAGEMENT INC

RIA

CRD#: 105570

CARLSBAD, CA

Past

October 19, 1995 - November 7, 1996

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

November 22, 1993 - October 27, 1995

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

November 22, 1989 - December 1, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/14/2026)

Connecticut
(1/26/2026)

Kansas
(1/26/2026)

New Jersey
(1/26/2026)

New York
(1/26/2026)

North Carolina
(1/30/2026)

Utah
(1/26/2026)

Washington
(1/26/2026)

Exams

State Security Law Exam

Series 63

Date: 4/30/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/4/2017

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/21/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/14/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/25/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CHAINCE SECURITIES, LLC

CHAINCE SECURITIES, LLC | JVDA, LLC | J.V. DELANEY & ASSOCIATES | DELANEY, JOSEPH VINCENT

CRD#: 10590 / SEC#: , 8-27564

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1251 Avenue Of The Americas 41st Floor, New York, NY 10020

Mailing Address

1251 Avenue Of The Americas 41st Floor, New York, NY 10020

Phone number

(646) 283-7120

Established

Delaware since 09/01/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (9 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
CHAINCE SECURITIES, INC	SOLE MEMBER
DAYE, WILFRED ZHONGKEI	CEO	4320077
GEORGE, THOMAS KEITH	FIN OP	5378303
HARRIS, PATRICK EUGENE	CHIEF COMPLIANCE OFFICER	5748909

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert F. Hennessey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Francis Hennessey's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVICTA CAPITAL LLC

JCC CAPITAL MARKETS, LLC

COPLEY FINANCIAL GROUP, INC.

COINBASE CAPITAL MARKETS CORP

RETIREMENTADVICE | JKA

ARCHER DISTRIBUTORS, LLC

PATRICK CAPITAL MARKETS, LLC

CABIN SECURITIES, INC.

NEXBANK SECURITIES INC

CABIN SECURITIES, INC.

ASSETMARK, INC.

CAPITAL BROKERAGE CORPORATION

LINCOLN FINANCIAL DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CORONADO INVESTMENTS, LLC

EVOLVE SECURITIES, INC.

INSIGHT CAPITAL RESEARCH & MANAGEMENT INC

MORGAN STANLEY DW INC.

CIBC WORLD MARKETS CORP.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 4/30/2025

Series 65

Date: 4/4/2017

Series 7TO

Date: 8/21/2023

SIE

Date: 6/14/2023

Series 7

Date: 5/25/2007

FINRA

Current Firm

CHAINCE SECURITIES, LLC

Contact information

FINRA licenses (9 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CHAINCE SECURITIES, LLC

TRUST BUT VERIFY

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