Vito A. Chiarello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vito Anthony Chiarello, who also goes by VIto Anthony Chiarello Jr, was a registered financial professional .
Vito is a previously registered financial professional and started their career in finance in 1992. Vito had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2022 - September 19, 2023
GFI SECURITIES LLC
April 6, 2021 - December 31, 2021
WHITAKER SECURITIES LLC
February 4, 2014 - January 6, 2021
TULLETT PREBON FINANCIAL SERVICES LLC
September 4, 2013 - January 29, 2014
LPS CAPITAL LLC
January 4, 2010 - February 8, 2013
BGC FINANCIAL, L.P.
September 23, 2009 - December 18, 2009
RAFFERTY CAPITAL MARKETS, LLC
June 20, 2006 - September 21, 2009
BGC FINANCIAL, L.P.
November 12, 1997 - April 5, 2006
FIRST BROKERS SECURITIES LLC
June 12, 1996 - November 7, 1997
MCFADDEN, FARRELL & SMITH, L.P.
November 12, 1992 - October 18, 1994
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GFI SECURITIES LLC
CRD#: 19982 / SEC#: , 8-43548
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GFINET INC. | SOLE MEMBER | |
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| LEWIS, THOMAS JOSEPH | PRINCIPAL | 2684821 |
| LYNCH, MARTIN | CHIEF OPERATING OFFICER | 5612726 |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Disclosures
| Regulatory Event | 30 |
Red Flags
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