Janice L. Henderson
LAW & ASSOCIATES
Glen Echo, MD 20812-1205
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CRD#: 1998559
Professional summary
Janice Lynne Henderson, CFP®, who also goes by Janice Lynn Mcdermott, Janice Lynne Mcdermott, is a registered financial advisor currently at LAW & ASSOCIATES INC located in Glen Echo, Maryland and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Glen Echo, Maryland.
Janice is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Janice has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Insurance Planning
Comprehensive Financial Planni...
Estate Planning
Tax Planning
Investment Planning
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
Janice Lynn Mcdermott | Janice Lynne Mcdermott
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name of Business: 6111 Tulane Avenue LLC Address: 6111 Tulane Ave, Glen Echo, MD, 20812-1205, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/21/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a single member LLC that holds our office building that Law & Associates, Inc. rents to run their business. The single member LLC is under my personal SSN; no separate tax documents. (2) Name of Business: Law & Associates, Inc. Address: 6111 Tulane Ave, Glen Echo, MD, 20812-1205, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 11/09/1994 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Ownership of Law & Associates, Inc. \nMeet with clients regarding their financial planning. (3) Name of Business: The Mohican Company Address: 6111 Tulane Ave, Glen Echo, MD, 20812, United States Activity Type: Non-variable Insurance Position/Title: Owner Investment Related: Yes Start Date: 01/15/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Receive LTC insurance commissions. Receive trails from life insurance policies. No longer write new policies, as that business is all through RJ now.
CRS (Client Relationship Summary) - RIA
Click below to view Janice Lynne Henderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
November 14, 2019 - Present
LAW & ASSOCIATES INC
Office #1: 6111 Tulane Ave, Glen Echo, MD 20812-1205RIA
CRD#: 105350
Glen Echo, MD
Current
May 24, 1995 - Present
RAYMOND JAMES FINANCIAL SERVICES, INC.
Office #1: Heather Cottage 6111 Tulane Avenue, Glen Echo, MD 20812BD
CRD#: 6694
Glen Echo, MD
Past
January 2, 2009 - February 25, 2021
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
GLEN ECHO, MD
Past
May 24, 1999 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
GLEN ECHO, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
L&
LAW & ASSOCIATES INC
LAW & ASSOCIATES INC
CRD#: 105350 / SEC#: 801-16929
RIA
Registered Investment Advisory firm - (3/22/1982 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/18/2020)
RR
Arizona(1/4/2006)
RR
Arkansas(9/19/2016)
RR
California(1/4/2006)
IAR
California(4/15/2020)
RR
Colorado(1/4/2006)
RR
Connecticut(11/13/2019)
RR
Delaware(1/4/2006)
RR
District of Columbia(6/30/1995)
IAR
District of Columbia(6/19/2020)
RR
Florida(1/4/2006)
IAR
Florida(7/21/2020)
RR
Georgia(1/4/2006)
RR
Indiana(1/4/2006)
RR
Iowa(1/4/2006)
RR
Maine(2/19/2020)
RR
Maryland(5/24/1995)
IAR
Maryland(11/14/2019)
RR
Massachusetts(1/4/2006)
RR
Michigan(9/3/2019)
RR
Minnesota(11/17/2021)
RR
Nevada(1/4/2007)
RR
New Hampshire(1/4/2006)
RR
New Jersey(1/4/2006)
RR
New Mexico(1/16/2014)
RR
New York(1/4/2006)
RR
North Carolina(1/4/2006)
IAR
North Carolina(4/15/2020)
RR
Ohio(5/27/2014)
RR
Oklahoma(1/4/2006)
RR
Oregon(1/4/2006)
RR
Pennsylvania(1/4/2006)
IAR
Pennsylvania(4/15/2020)
RR
Puerto Rico(3/15/2017)
RR
Rhode Island(1/4/2006)
RR
South Carolina(6/12/2000)
RR
Tennessee(2/17/2021)
RR
Texas(1/4/2006)
IAR
Texas(4/15/2020)
RR
Virginia(10/25/1995)
IAR
Virginia(4/15/2020)
RR
Washington(4/12/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
L&
LAW & ASSOCIATES INC
LAW & ASSOCIATES INC
CRD#: 105350 / SEC#: 801-16929
RIA
Registered Investment Advisory firm - (3/22/1982 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6111 Tulane Ave, Glen Echo, MD 20812-1205
Mailing Address
Phone number
(301) 229-8500
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,623 |
| AUM (Assets Under Management) | $ 304,647,588 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
