William R. Swanson
Professional summary
William Robert Swanson is a registered financial professional currently at CRAIG-HALLUM CAPITAL GROUP LLC located in Minneapolis, Minnesota.
William is registered as a RR (Registered Representative) and started their career in finance in 1989. William has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Robert Swanson's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 19, 2014 - Present
CRAIG-HALLUM CAPITAL GROUP LLC
Office #1: 323 N Washington Ave Suite 300, Minneapolis, MN 55401January 3, 2007 - February 19, 2014
NORTHLAND SECURITIES, INC.
February 24, 2003 - December 31, 2006
MILLER JOHNSON STEICHEN KINNARD, INC.
November 9, 2001 - February 24, 2003
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 1, 2001 - October 18, 2001
MILLER JOHNSON STEICHEN KINNARD, INC.
March 2, 1998 - January 1, 2001
MJK CLEARING, INC.
February 22, 1993 - May 14, 1998
COLLIERS SECURITIES LLC
October 25, 1989 - February 22, 1993
CRAIG-HALLUM, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/19/2014)
Exams
FINRA
Nasdaq Stock Market
Current Firm
CRAIG-HALLUM CAPITAL GROUP LLC
CRD#: 121395 / SEC#: , 8-65407
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
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