Steven A. Yurman

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CRD#: 1997519

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Steven Anthony Yurman was a registered financial professional .

Steven is a previously registered financial professional and started their career in finance in 1991. Steven had worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 17, 2023 - June 8, 2024

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

RIA

CRD#: 133088

WELLINGTON, FL

Past

May 11, 2023 - June 8, 2024

GARDEN STATE SECURITIES, INC.

CRD#: 10083

WELLINGTON, FL

Past

February 4, 1994 - October 8, 1994

BUTTONWOOD SECURITIES, INC.

CRD#: 18420

NEW YORK, NY

Past

June 16, 1993 - July 11, 1994

JAMES W. BULLARD, JR., INCORPORATED

CRD#: 30977

Past

April 6, 1992 - April 23, 1993

BARRETT DAY SECURITIES, INC.

CRD#: 17717

NEW YORK, NY

Past

February 6, 1992 - April 3, 1992

BARRETT DAY SECURITIES, INC.

CRD#: 17717

NEW YORK, NY

Past

October 22, 1991 - February 18, 1992

NETWORK 1 FINANCIAL SECURITIES INC.

CRD#: 13577

RED BANK, NJ

Past

September 24, 1991 - October 25, 1991

CORTLANDT CAPITAL CORPORATION

CRD#: 25152

NEW YORK CITY, NY

Past

August 12, 1991 - October 3, 1991

AMERICAN BOND GROUP, INC.

CRD#: 18318

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

CRD#: 133088 / SEC#: 801-79500

RIA

Registered Investment Advisory firm - (4/23/2014 Approved)

Idaho

Registered Investment Advisory firm - (4/25/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (5/1/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/23/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/22/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/10/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/2/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/8/1991

General Securities Representative Examination

Current Firm

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

CRD#: 133088 / SEC#: 801-79500

RIA

Registered Investment Advisory firm - (4/23/2014 Approved)

Idaho

Registered Investment Advisory firm - (4/25/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (5/1/2014 Terminated)

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Contact information

Main Address

328 Newman Springs Road, Red Bank, NJ 07701

Mailing Address

Phone number

(732) 280-6886

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GSIAS FORM ADV PART 2A BROCHURE DATED MARCH 31 2025 (3/31/2025)

GSIAS WRAP BROCHURE DATED MARCH 31 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,122
AUM (Assets Under Management)	$ 561,548,738

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven A. Yurman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GARDEN STATE SECURITIES, INC.

BUTTONWOOD SECURITIES, INC.

JAMES W. BULLARD, JR., INCORPORATED

BARRETT DAY SECURITIES, INC.

BARRETT DAY SECURITIES, INC.

NETWORK 1 FINANCIAL SECURITIES INC.

CORTLANDT CAPITAL CORPORATION

AMERICAN BOND GROUP, INC.

Primary Firm SEC Registration

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/23/2022

Series 63

Date: 8/22/1991

Series 7TO

Date: 5/10/2023

SIE

Date: 4/2/2022

Series 7

Date: 8/8/1991

Current Firm

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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