Shane Redmond
Professional summary
Shane Redmond is a registered financial professional currently at PHX FINANCIAL, INC. located in New York, New York.
Shane is registered as a RR (Registered Representative) and started their career in finance in 1989. Shane has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shane Redmond's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 21, 2022 - Present
PHX FINANCIAL, INC.
Office #1: 100 Wall Street Floor 10, New York, NY 10005September 8, 2021 - December 9, 2022
WILMINGTON CAPITAL SECURITIES, LLC
July 9, 2021 - September 10, 2021
AEGIS CAPITAL CORP.
January 14, 2009 - July 13, 2021
TRIDENT PARTNERS LTD.
March 12, 2002 - January 13, 2009
WESTERN INTERNATIONAL SECURITIES, INC.
February 13, 2002 - March 26, 2002
INTERFIRST CAPITAL CORPORATION
February 11, 2002 - February 19, 2002
FIRST ALLIED SECURITIES, INC.
November 5, 2001 - February 11, 2002
INTERFIRST CAPITAL CORPORATION
June 29, 2001 - November 9, 2001
MILLER JOHNSON STEICHEN KINNARD, INC.
June 27, 2000 - June 6, 2001
PACIFIC GENESIS GROUP, INC.
December 21, 1999 - July 13, 2000
CANTELLA & CO., INC.
November 17, 1999 - December 23, 1999
AMERICAN FRONTEER FINANCIAL CORPORATION
February 13, 1997 - November 17, 1999
GILFORD SECURITIES INCORPORATED
October 12, 1995 - March 24, 1997
PACIFIC GENESIS GROUP, INC.
October 11, 1994 - September 26, 1995
WULFF, HANSEN & CO.
April 18, 1994 - October 12, 1994
WHITEHALL-PARKER SECURITIES, INC.
January 28, 1993 - April 12, 1994
GLOBAL STRATEGIES GROUP, INC.
December 1, 1989 - April 15, 1994
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/21/2022)
(12/21/2022)
(4/11/2023)
(12/21/2022)
Exams
FINRA
Current Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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