Peter C. Marketos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Chris Marketos, who also goes by Peter C Marketos, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1990. Peter had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2018 - December 31, 2018
MARKETOS WEALTH MANAGEMENT, LLC
November 7, 2016 - March 10, 2017
CANTELLA & CO., INC.
July 27, 2016 - March 10, 2017
CANTELLA & CO., INC.
September 26, 2014 - May 2, 2016
RAYMOND JAMES & ASSOCIATES, INC.
September 26, 2014 - May 2, 2016
RAYMOND JAMES & ASSOCIATES, INC.
November 22, 2006 - October 2, 2014
OPPENHEIMER & CO. INC.
January 2, 2002 - October 2, 2014
OPPENHEIMER & CO. INC.
July 16, 1990 - January 2, 2002
PRIME CHARTER LTD.
May 22, 1990 - July 23, 1990
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MARKETOS WEALTH MANAGEMENT, LLC
CRD#: 289539 / SEC#: 801-111881
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
