Larry L. Stringer

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CRD#: 1996822

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Larry Lynn Stringer was a registered financial professional .

Larry is a previously registered financial professional and started their career in finance in 1990. Larry had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CORNERSTONE FINANCIAL STRATEGIES - SOLE PROPRIETOR, INSURANCE AGENT. 2. INSTRUCTOR. EDUCATIONAL COURSES TO RETIREES DEVELOPED BY FMT SOLUTIONS. 4 HRS/MO, 4 HRS DURING TRADING HOURS. STARTED 10/2013.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 2, 2011 - June 27, 2023

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

RIA

CRD#: 149124

HENDERSONVILLE, NC

Past

August 2, 2011 - June 27, 2023

CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752

HENDERSONVILLE, NC

Past

April 14, 2011 - August 3, 2011

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

HENDERSONVILLE, NC

Past

November 20, 2009 - April 13, 2011

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

November 19, 2009 - August 4, 2011

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

HENDERSONVILLE, NC

Past

August 4, 2006 - November 18, 2009

KCD FINANCIAL, INC.

RIA

CRD#: 127473

HENDERSONVILLE, NC

Past

June 8, 2006 - November 18, 2009

KCD FINANCIAL, INC.

CRD#: 127473

HENDERSONVILLE, NC

Past

October 22, 2002 - June 12, 2006

TRIAD ADVISORS LLC

RIA

CRD#: 25803

HENDERSONVILLE, NC

Past

August 30, 2001 - June 12, 2006

TRIAD ADVISORS LLC

CRD#: 25803

HENDERSONVILLE, NC

Past

May 14, 1990 - September 7, 2001

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

January 1, 1990 - May 17, 1990

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CRD#: 149124 / SEC#: 801-69846

RIA

Registered Investment Advisory firm - (1/5/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/26/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/5/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/28/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/22/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/6/2001

General Securities Principal Examination

Current Firm

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CRD#: 149124 / SEC#: 801-69846

RIA

Registered Investment Advisory firm - (1/5/2009 Approved)

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Contact information

Main Address

100 E. Six Forks Road Suite 200, Raleigh, NC 27609

Mailing Address

P.o. Box 32249, Raleigh, NC 27622

Phone number

(919) 831-2370

Established

Firm type

Fiscal year end

# of Employees

106

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIAS ADV PART 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts	8,619
AUM (Assets Under Management)	$ 1,930,938,262

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Larry L. Stringer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAPITAL INVESTMENT GROUP, INC.

REGAL INVESTMENT ADVISORS LLC

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

KCD FINANCIAL, INC.

KCD FINANCIAL, INC.

TRIAD ADVISORS LLC

TRIAD ADVISORS LLC

VOYA FINANCIAL ADVISORS, INC.

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/26/1996

Series 63

Date: 1/5/1990

SIE

Date: 10/1/2018

Series 7

Date: 1/28/1999

Series 6

Date: 12/22/1989

Series 24

Date: 4/6/2001

Current Firm

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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