Causey S. Green

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CRD#: 1996360

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Causey Stanton Green, who also goes by C. Stanton Green Jr., Causey Stanton Green Jr, was a registered financial professional .

Causey is a previously registered financial professional and started their career in finance in 1989. Causey had worked at 8 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

C. Stanton Green Jr. | Causey Stanton Green Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 2, 2021 - January 3, 2023

MARCO POLO SECURITIES INC.

CRD#: 46561

NEW YORK, NY

Past

May 15, 2018 - February 13, 2020

GUGGENHEIM SECURITIES, LLC

CRD#: 40638

NEW YORK, NY

Past

April 2, 2008 - April 20, 2018

OTR GLOBAL TRADING LLC

CRD#: 138116

PURCHASE, NY

Past

August 20, 2007 - December 31, 2008

OTA LLC

CRD#: 25816

PURCHASE, NY

Past

July 2, 2004 - July 10, 2007

VISTA RESEARCH BROKERAGE, INC.

CRD#: 130125

NEW YORK, NY

Past

June 13, 2000 - July 23, 2001

EPOCH SECURITIES, INC.

CRD#: 103899

SOUTHBOROUGH, MA

Past

March 20, 1996 - May 30, 2000

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

October 25, 1989 - April 30, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 7/3/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/23/2019

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/8/1992

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/21/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/18/2004

General Securities Principal Examination

Current Firm

MARCO POLO SECURITIES INC.

DEVINE SECURITIES INC. | MARCO POLO SECURITIES INC.

CRD#: 46561 / SEC#: , 8-51480

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1230 Avenue Of Am 16th Floor, New York, NY 10020

Mailing Address

1230 Avenue Am 16th Floor, New York, NY 10020

Phone number

(347) 773-4959

Established

New York since 10/26/1998

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (35 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MARCO POLO EXCHANGE LLC	OWNER
CARLSON, STEVEN JACK	CHAIRMAN & PRESIDENT, MANAGER OF CORP FIN, AND DIRECTOR	2026011
EBERSTADT, OLIVER ROBERT	CCO	1808170
MACK, ALEXANDER HERBERT	FINOP	4805607

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Causey S. Green

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GUGGENHEIM SECURITIES, LLC

OTR GLOBAL TRADING LLC

OTA LLC

VISTA RESEARCH BROKERAGE, INC.

EPOCH SECURITIES, INC.

MORGAN STANLEY & CO. LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 7/3/2019

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/23/2019

SIE

Date: 10/1/2018

Series 3

Date: 4/8/1992

Series 7

Date: 10/21/1989

Series 24

Date: 2/18/2004

Current Firm

MARCO POLO SECURITIES INC.

Contact information

FINRA licenses (35 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

MARCO POLO SECURITIES INC.

TRUST BUT VERIFY

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