Michael J. Petrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael John Petrick, who also goes by Mitch Petrick, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1990. Michael had worked at 3 firms and has passed the Series 63, Series 82TO, SIE, Series 3, Series 55, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2017 - December 18, 2023
BCW SECURITIES LLC
June 29, 2011 - June 3, 2016
TCG SECURITIES, L.L.C.
December 4, 2009 - January 15, 2010
MORGAN STANLEY & CO. LLC
May 29, 1990 - January 15, 2010
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 55
Date: 6/28/2004
Limited Representative-Equity Trader ExamSeries 8
Date: 11/25/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BCW SECURITIES LLC
CRD#: 144930 / SEC#: , 8-67685
Contact information
FINRA licenses (18 States and Territories)
Red Flags
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