JT
Joel E. Twedt
INTELLICENTS INVESTMENT SOLUTIONS
Lake Mills, IA 50450
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CRD#: 1995644
JT
Professional summary
Joel E Twedt is a registered financial advisor currently at INTELLICENTS INVESTMENT SOLUTIONS INC located in Lake Mills, Iowa and MUTUAL SECURITIES, INC. located in Lake Mills, Iowa.
Joel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Joel has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INTELLICENTS INVESTMENT SOLUTIONS, INC., CORPORATION, START DATE: 04/02/18, SUPERVISED FROM:100 NORTH BROADWAY AVE, ALBERT LEA, MN 56007, LOCATED AT: 402 WEST MAIN STREET, LAKE MILLS IA 50450, RIA, INVESTMENT ADVISOR, RECOMMEND MANAGED INVESTMENT SOLUTIONS TO CLIENTS THAT HAVE THE NEED, ALSO MARKET INSURANCE PRODUCTS SUCH AS LIFE, LTC, FIXED ANNUITIES,INVESTMENT RELATED, 140 HOURS PER MONTH, 6 HOURS PER DAY DURING TRADING HOURS. 2. Independent Insurance Agent, Start Date: 06/01/1980, 402 W Main St, Lake Mills, IA 50450, Sole Proprietor, Agent, Agent, Life, Disability, Long Term Care and Fixed Annuity service and sales, Health Insurance, receive renewal commissions from legacy small group policies no active new health sales, Not investment Related, 20 Hours per month, 1 Hour per day during trading hours. 3. Intellicents, Inc., Start Date: 01/01/2020, 100 N Broadway, Albert Lea, MN 56007, C Corporation, Patent Company for Intellicents Solutions; Administrative Entity, Part Owner, Parent Company operations entity, no specific duties related to such, Not Investment Related, 210 Hours per month, 7 Hours per day during trading hours. 4. JE Twedt FS, LLC., Start Date: 01/01/2020, 1486 Hartong Dr., Lansing, IA 52151, President, Pass through Entity President, this is a pass through entity as of 1/1/2020 JE Twedt LLC owns 10% of Intellicents, Inc and Intellicents Solutions, Inc., Investment Related, 0 Hours per month, 0 Hours per day during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Joel E Twedt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 4, 2018 - Present
INTELLICENTS INVESTMENT SOLUTIONS INC
Office #1: 402 Main Street W., Lake Mills, IA 50450RIA
CRD#: 107498
Lake Mills, IA
Current
April 2, 2018 - Present
MUTUAL SECURITIES, INC.
Office #1: 402 W Main Street, Lake Mills, IA 50450BD
CRD#: 13092
Lake Mills, IA
Past
October 10, 2002 - April 3, 2018
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
LAKE MILLS, IA
Past
January 18, 1999 - December 31, 2004
CAULDWELL FINANCIAL GROUP INC
RIA
CRD#: 106871
LAKE MILLS, IA
Past
August 16, 1991 - April 7, 1994
CRI SECURITIES, LLC
BD
CRD#: 22589
ST. PAUL, MN
Past
July 26, 1991 - April 3, 2018
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
LAKE MILLS, IA
Past
December 12, 1989 - August 12, 1991
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
II
INTELLICENTS INVESTMENT SOLUTIONS INC
ABG INVESTMENT SERVICES INC | INTELLICENTS INVESTMENT SOLUTIONS INC
CRD#: 107498 / SEC#: 801-51382
RIA
Registered Investment Advisory firm - (2/29/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/2/2018)
RR
Arkansas(4/2/2018)
RR
Colorado(4/2/2018)
RR
Florida(4/2/2018)
RR
Idaho(4/2/2018)
RR
Illinois(4/2/2018)
RR
Iowa(4/2/2018)
IAR
Iowa(4/4/2018)
RR
Michigan(4/2/2018)
RR
Minnesota(4/2/2018)
IAR
Minnesota(4/4/2018)
RR
Nebraska(4/2/2018)
RR
Ohio(4/2/2018)
RR
South Carolina(9/12/2019)
RR
Texas(11/12/2024)
RR
Virginia(4/2/2018)
RR
Washington(9/3/2024)
RR
Wisconsin(6/24/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
II
INTELLICENTS INVESTMENT SOLUTIONS INC
ABG INVESTMENT SERVICES INC | INTELLICENTS INVESTMENT SOLUTIONS INC
CRD#: 107498 / SEC#: 801-51382
RIA
Registered Investment Advisory firm - (2/29/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 North Broadway, Albert Lea, MN 56007
Mailing Address
Phone number
(507) 377-2919
Established
Firm type
Fiscal year end
# of Employees
67
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,103 |
| AUM (Assets Under Management) | $ 7,362,137,726 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/21/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
