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MC

Michael J. Casabianca

CF SECURED
New York, NY 10022
Some features on this profile are disabled
CRD#: 1995085
MC

Professional summary


Michael John Casabianca, who also goes by Michael J Casabianca, Michael John Casabianca, is a registered financial professional currently at CF SECURED, LLC located in New York, New York and FMX EXECUTION, LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2021. Michael has worked at 9 firms and has passed the Series 99TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Michael J Casabianca | Michael John Casabianca

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael John Casabianca's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 22, 2021 - Present

CF SECURED, LLC

Office #1: 110 East 59th Street 4th Floor, New York, NY 10022
BD
CRD#: 285841
New York, NY
Current

April 22, 2021 - Present

FMX EXECUTION, LLC

Office #1: 55 Water Street, New York, NY 10041
BD
CRD#: 154075
New York, NY
Current

April 22, 2021 - Present

GFI SECURITIES LLC

Office #1: 55 Water Street 10th Floor, New York, NY 10041
BD
CRD#: 19982
New York, NY
Current

April 22, 2021 - Present

BGC FINANCIAL, L.P.

Office #1: 55 Water Street 10th Floor, New York, NY, 10004
BD
CRD#: 19801
NEW YORK, NY
Current

April 22, 2021 - Present

MINT BROKERS

Office #1: 55 Water Street 10th Floor, New York, NY 10038
BD
CRD#: 13681
New York, NY
Current

April 22, 2021 - Present

CANTOR FITZGERALD & CO.

Office #1: 110 East 59th Street 4th Floor, New York, NY, 10022
BD
CRD#: 134
New York, NY
Current

March 25, 2022 - Present

NEWMARK SECURITIES, LLC

Office #1: 125 Park Avenue, New York, NY 10017
BD
CRD#: 309193
New York, NY
Past

April 22, 2021 - July 1, 2021

SUNRISE BROKERS LLC

BD
CRD#: 151012
NEW YORK, NY
Past

April 22, 2021 - November 18, 2022

AQUA SECURITIES L.P.

BD
CRD#: 47681
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 99TO
Date: 4/22/2021
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm


NS
NEWMARK SECURITIES, LLC
NEWMARK SECURITIES LLC | NEWMARK SECURITIES, LLC

CRD#: 309193 / SEC#: , 8-70554

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
125 Park Avenue, New York, NY 10017
Mailing Address
125 Park Avenue, New York, NY 10017
Phone number
(212) 372-2000
Established
Delaware since 04/17/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
NEWMARK PARTNERS, L.P.SOLE MEMBER
DAVIS, JOSHUAEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY7761240
KUEHNEN, ERIC CHRISTOPHERCHIEF COMPLIANCE OFFICER4577416
PAULSON, KENNETH MICHAELCHIEF FINANCIAL OFFICER2862259
SMIGEL, STEPHEN JAREDCHIEF EXECUTIVE OFFICER AND PRINCIPAL OPERATIONS OFFICER2401258

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NEWMARK SECURITIES, LLC

CRD#: 309193New York, NY 10022

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