David J. Lazzaro

STIRLINGSHIRE INVESTMENTS

Bayville, NJ

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CRD#: 1994704

Professional summary

David Joseph Lazzaro, who also goes by Dave Lazzaro, is a registered financial advisor currently at STIRLINGSHIRE INVESTMENTS located in Bayville, New Jersey and STIRLINGSHIRE INVESTMENTS located in New York City, New York.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. David has worked at 7 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Lazzaro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. DJL Wealth Management, LLC - General business consulting & commercial financial services. David J. Lazzaro - Managing Member - Investment-related; Yes - Start date 06/01/2010. Bayville NJ 08721. Number of hours per month during trading hours - 4. Description: general business consulting, brokering, commercial & business lending, business risk management, business continuation & succession planning. 2. Think One Mortgage Inc. - Mortgage Loan Originator. Investment-related; Yes - Staten Island NY, Real Estate, Employee, Mortgage Loan Origination, 1-10% time spent on activity during non-securities hrs. 3. Financial Independence Group ("FIG") Position: Investment-related: Yes - Insurance producer - Number of hours per month during trading hours - 4. Description: Sales: Insurance, Fixed Life & Annuities, and Long-Term Care Solutions. Fixed Annuity, Life Insurance, Long Term Care Solutions Sales. 4. RetireOne - Investment-related; Yes - Registered Rep & Investment Adviser Representative for variable annuity business. Number of hours per month during trading hours - 4. Description: Variable Annuities Sales. 5. David J. Lazzaro - Investment-related; No - Insurance Producer - Multiple lines: Individual, group, personal, commercial, and business insurances. Number of hours per month- 4 hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Joseph Lazzaro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 9, 2025 - Present

STIRLINGSHIRE INVESTMENTS

RIA

CRD#: 327779

Bayville, NJ

Current

June 9, 2025 - Present

STIRLINGSHIRE INVESTMENTS

Office #1: 15 W 38th St Suite 704, New York City, NY 10018

CRD#: 310576

New York City, NY

Past

January 13, 2020 - June 9, 2025

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

Wethersfield, CT

Past

January 8, 2020 - June 9, 2025

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

Wethersfield, CT

Past

February 2, 2010 - December 31, 2019

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

SADDLE BROOK, NJ

Past

February 2, 2010 - December 31, 2019

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

SADDLE BROOK, NJ

Past

October 24, 2002 - January 29, 2010

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

SADDLE BROOK, NJ

Past

January 20, 1996 - January 29, 2010

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

SADDLE BROOK, NJ

Past

October 24, 1995 - December 6, 1995

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

August 2, 1995 - October 10, 1995

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

November 30, 1989 - December 31, 1990

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STIRLINGSHIRE INVESTMENTS

STIRLINGSHIRE INVESTMENTS | STIRLINGSHIRE RIA LLC. | STIRLINGSHIRE RIA LLC

CRD#: 327779 / SEC#: 801-128665

RIA

Registered Investment Advisory firm - (9/7/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/9/2025)

Connecticut
(6/9/2025)

IAR

Connecticut
(6/9/2025)

Florida
(6/9/2025)

Georgia
(6/9/2025)

Missouri
(6/9/2025)

New Jersey
(6/9/2025)

IAR

New Jersey
(6/10/2025)

New York
(6/9/2025)

South Carolina
(6/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/5/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/10/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/1/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/28/1989

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

STIRLINGSHIRE INVESTMENTS

STIRLINGSHIRE INVESTMENTS | STIRLINGSHIRE RIA LLC. | STIRLINGSHIRE RIA LLC

CRD#: 327779 / SEC#: 801-128665

RIA

Registered Investment Advisory firm - (9/7/2023 Approved)

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Contact information

Main Address

15 W 38th St. #704, New York, NY 10018

Mailing Address

Phone number

(877) 600-7026

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STIRLINGSHIRE ADV PART 2 (10/22/2025)

Regulatory assets under management

Total Number of Accounts	1,135
AUM (Assets Under Management)	$ 179,802,588

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

David J. Lazzaro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Joseph Lazzaro's CRS (Customer Relationship Summary).

Certified licenses

Experience

STIRLINGSHIRE INVESTMENTS

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

TD AMERITRADE, INC.

QUEST CAPITAL STRATEGIES, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

STIRLINGSHIRE INVESTMENTS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/5/2002

Series 63

Date: 8/10/1995

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/1/1995

Series 6

Date: 11/28/1989

FINRA

Current Firm

STIRLINGSHIRE INVESTMENTS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STIRLINGSHIRE INVESTMENTS

TRUST BUT VERIFY

Contact information

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