James R. Birle
Professional summary
James R Birle JR, who also goes by James Robb Birle Jr, James Robb Jr Birle, Jim Robb Birle Jr, Jim Birle, is a registered financial professional currently at WESTCAP MARKETS, LLC located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 1997. James has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James R Birle JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 10, 2025 - Present
WESTCAP MARKETS, LLC
Office #1: 40 Tenth Avenue Floor 9, New York, NY 10014December 11, 2009 - November 7, 2025
EVERCORE GROUP L.L.C.
March 24, 1997 - July 3, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/10/2025)
(11/10/2025)
(11/10/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
WESTCAP MARKETS, LLC
CRD#: 318970 / SEC#: , 8-70895
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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