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Lynda Petrossian

PROFOR ADVISORS
RYE BROOK, NY
·CRD# 1994450·36 years experience

Professional Summary

Lynda Petrossian, who also goes by Lynda Petrossian Wagner, is a registered financial advisor currently at PROFOR ADVISORS located in Rye Brook, New York. Lynda is registered as a RR (Registered Representative) and started their career in finance in 1990. Lynda has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Lynda Petrossian Wagner

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

PROFOR ADVISORS·CRD# 136084
BD
800 Westchester Ave Suite 641n, Rye Brook, NY 10573
February 22, 2026 - Present
NORTHERN LIGHTS DISTRIBUTORS, LLC·CRD# 126159
BD
Elkhorn, NE
February 16, 2023 - June 2, 2025
ULTIMUS FUND DISTRIBUTORS, LLC·CRD# 104177
BD
Cincinnati, OH
June 22, 2021 - February 15, 2023
COMPASS DISTRIBUTORS, LLC·CRD# 172662
BD
New York, NY
December 18, 2018 - December 4, 2019
INTESA SANPAOLO IMI SECURITIES CORP.·CRD# 19418
BD
April 30, 1991 - August 12, 1991
MABON, NUGENT & CO.·CRD# 2617
BD
February 13, 1990 - April 30, 1991

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Current Firm

PA
PROFOR ADVISORS

AURELIUS SECURITIES, LLC | PROFOR SECURITIES, LLC | PROFOR ADVISORS

CRD#: 136084 / SEC#: 8-66974
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

800 Westchester Ave Suite 641n, Rye Brook, NY 10573

Mailing Address

800 Westchester Ave Suite 641n, Rye Brook, NY 10573

Phone Number

(646) 202-2969

Established

New York since 06/03/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (30 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
OMEARA, PATRICK JAMES JRMANAGING DIRECTOR, DESIGNATED PRINCIPAL, CHIEF COMPLIANCE OFFICER1544243
MAHALA, THOMAS GERARDREGISTERED PRINCIPAL1600103
OMEARA, PATRICK JAMES JRAML COMPLIANCE PRINCIPAL1544243
POLLOCK, MARTIN JAYFINOP1067521

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(2/23/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1990About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2018About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Lynda Petrossian's CRS (Customer Relationship Summary).

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