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KV

Konrad H. Vonemster

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CRD#: 1993722
KV

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Konrad Hans Vonemster III, who also goes by Konrad Hans Von Emster III, Kurt Von Emster, Konrad Hans Vonemster, Kurt Vonemster III, was a registered financial professional .

Konrad is a previously registered financial professional and started their career in finance in 1990. Konrad had worked at 2 firms and has passed the Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Konrad Hans Von Emster Iii | Kurt Von Emster | Konrad Hans Vonemster | Kurt Vonemster Iii

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 16, 2010 - December 31, 2017

AVORO CAPITAL ADVISORS LLC

RIA
CRD#: 154091
SAN FRANCISCO, CA
Past

February 20, 1990 - November 20, 2000

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

BD
CRD#: 332
SAN MATEO, CA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
AVORO CAPITAL ADVISORS LLC
AVORO CAPITAL ADVISORS LLC | VENBIO SELECT ADVISOR LLC | VENBIO PARTNERS LLC (RELYING ADVISER)

CRD#: 154091 / SEC#: 801-74391

RIA
Registered Investment Advisory firm - (3/30/2012 Approved)
California
Registered Investment Advisory firm - (4/19/2012 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 7
Date: 2/26/1992
General Securities Representative Examination
General Industry/Product Exam

Current Firm


AC
AVORO CAPITAL ADVISORS LLC
AVORO CAPITAL ADVISORS LLC | VENBIO SELECT ADVISOR LLC | VENBIO PARTNERS LLC (RELYING ADVISER)

CRD#: 154091 / SEC#: 801-74391

RIA
Registered Investment Advisory firm - (3/30/2012 Approved)
California
Registered Investment Advisory firm - (4/19/2012 Terminated)
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Contact information


Main Address
110 Greene Street Suite 800, New York, NY 10012
Mailing Address
Phone number
(212) 937-4970
Established
Firm type
Fiscal year end
# of Employees
19

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AVORO CAPITAL ADVISORS LLC BROCHURE (3/20/2025)

Regulatory assets under management


Total Number of Accounts3
AUM (Assets Under Management)$ 9,891,157,016

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AVORO CAPITAL ADVISORS LLC

CRD#: 154091

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