Andrew G. Matthes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Gesell Matthes was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1997. Andrew had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2010 - December 31, 2013
MATTHES CAPITAL MANAGEMENT, LLC
April 13, 1998 - February 19, 2006
MATTHES CAPITAL MANAGEMENT, LLC
July 8, 1997 - February 19, 2006
MATTHES CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MATTHES CAPITAL MANAGEMENT, LLC
CRD#: 136144 / SEC#: 801-65101
Contact information
Red Flags
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