Christopher P. Covato

COVATO CAPITAL MANAGEMENT

Naples, FL

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CRD#: 1993414

Professional summary

Christopher Phillip Covato is a registered financial advisor currently at COVATO CAPITAL MANAGEMENT, LLC located in Naples, Florida.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Christopher has worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Atlas Air Inc., a non-investment related business located at 2000 Westchester Avenue, Purchase, NY. This business is an airline. Mr. Covato is a Captain, flying Boeing 747s, and a Simulator Check Airman for this business. Mr. Covato has worked for this business since 1999. Mr. Covato devotes 105 hours per month on this business/50 hours during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Phillip Covato's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2020 - Present

COVATO CAPITAL MANAGEMENT, LLC

RIA

CRD#: 173956

Naples, FL

Past

October 3, 2018 - December 31, 2019

CS PLANNING CORP

RIA

CRD#: 149937

Naples, FL

Past

June 4, 2015 - November 28, 2018

COVATO CAPITAL MANAGEMENT, LLC

RIA

CRD#: 173956

NAPLES, FL

Past

November 28, 2003 - November 10, 2004

1ST DISCOUNT BROKERAGE, INC.

CRD#: 39164

LAKE WORTH, FL

Past

August 13, 1998 - December 5, 2001

PIN OAK PARTNERS, INC.

CRD#: 44814

PITTSBURGH, PA

Past

February 14, 1991 - November 14, 1998

COVATO/LIPSITZ, INC.

CRD#: 8247

PITTSBURGH, PA

Past

January 24, 1990 - February 21, 1991

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/8/2020)

IAR

Texas
(9/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/12/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/29/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 8/29/2022

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/20/1990

General Securities Representative Examination

Current Firm

COVATO CAPITAL MANAGEMENT, LLC

COVATO CAPITAL MANAGEMENT, LLC | COVATO SINCORE CAPITAL MANAGEMENT, LLC

CRD#: 173956 / SEC#:

Florida

Registered Investment Advisory firm - (7/8/2020 Approved)

Texas

Registered Investment Advisory firm - (9/15/2021 Conditional Restricted)

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Contact information

Main Address

Naples, FL

Mailing Address

Phone number

(239) 330-1375

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	58
AUM (Assets Under Management)	$ 14,371,417

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher P. Covato

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Phillip Covato's CRS (Customer Relationship Summary).

Certified licenses

Experience

CS PLANNING CORP

COVATO CAPITAL MANAGEMENT, LLC

1ST DISCOUNT BROKERAGE, INC.

PIN OAK PARTNERS, INC.

COVATO/LIPSITZ, INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/12/2014

Series 63

Date: 1/29/1990

Series 3

Date: 8/29/2022

Series 7

Date: 1/20/1990

Current Firm

COVATO CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COVATO CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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