BO
Bradley P. Osborn
NATIONAL FINANCIAL SERVICES LLC
New York City, NY 10019
Some features on this profile are disabled
CRD#: 1992557
BO
Professional summary
Bradley Ptasienski Osborn, who also goes by Brad Osborn, Bradley Ptasienski Osborn, Bradley Osborn, Bradley Albert Ptasienski, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in New York City, New York and FIDELITY BROKERAGE SERVICES LLC located in New York City, New York.
Bradley is registered as a RR (Registered Representative) and started their career in finance in 2001. Bradley has worked at 9 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Brad Osborn | Bradley Ptasienski Osborn | Bradley Osborn | Bradley Albert Ptasienski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Bradley Ptasienski Osborn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 6, 2022 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 640 Fifth Avenue, New York City, NY 10019BD
CRD#: 13041
New York City, NY
Current
February 6, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 640 Fifth Avenue, New York City, NY 10019BD
CRD#: 7784
New York City, NY
Past
January 2, 2020 - April 8, 2022
LFT SECURITIES, LLC
BD
CRD#: 290210
CINCINNATI, OH
Past
February 5, 2018 - December 9, 2019
BONDS.COM LLC
BD
CRD#: 43875
NEW YORK, NY
Past
October 16, 2014 - September 16, 2016
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
PARAMUS, NJ
Past
April 24, 2014 - September 8, 2014
TRADEWEB DIRECT LLC
BD
CRD#: 103787
NEW YORK, NY
Past
January 30, 2007 - June 12, 2014
TRADEWEB LLC
BD
CRD#: 42759
NEW YORK, NY
Past
January 12, 2004 - August 10, 2006
TRADEWEB DIRECT LLC
BD
CRD#: 103787
NEW YORK, NY
Past
November 18, 2002 - November 25, 2003
KNIGHT BONDPOINT, INC.
BD
CRD#: 102580
ATLANTA, GA
Past
October 15, 2001 - October 16, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/6/2022)
RR
Alaska(5/6/2022)
RR
Arizona(5/6/2022)
RR
Arkansas(5/6/2022)
RR
California(5/6/2022)
RR
Colorado(5/6/2022)
RR
Connecticut(5/6/2022)
RR
Delaware(5/6/2022)
RR
District of Columbia(5/6/2022)
RR
Florida(5/6/2022)
RR
Georgia(5/6/2022)
RR
Hawaii(5/6/2022)
RR
Idaho(5/6/2022)
RR
Illinois(5/6/2022)
RR
Indiana(5/6/2022)
RR
Iowa(5/6/2022)
RR
Kansas(5/6/2022)
RR
Kentucky(5/6/2022)
RR
Louisiana(5/6/2022)
RR
Maine(5/6/2022)
RR
Maryland(5/6/2022)
RR
Massachusetts(5/6/2022)
RR
Michigan(5/6/2022)
RR
Minnesota(5/6/2022)
RR
Mississippi(5/6/2022)
RR
Missouri(5/6/2022)
RR
Montana(5/6/2022)
RR
Nebraska(5/6/2022)
RR
Nevada(2/6/2023)
RR
New Hampshire(5/6/2022)
RR
New Jersey(5/6/2022)
RR
New Mexico(5/6/2022)
RR
New York(5/6/2022)
RR
North Carolina(2/6/2023)
RR
North Dakota(5/6/2022)
RR
Ohio(5/9/2022)
RR
Oklahoma(5/6/2022)
RR
Oregon(5/6/2022)
RR
Pennsylvania(5/6/2022)
RR
Puerto Rico(5/6/2022)
RR
Rhode Island(5/6/2022)
RR
South Carolina(5/6/2022)
RR
South Dakota(5/6/2022)
RR
Tennessee(5/6/2022)
RR
Texas(5/6/2022)
RR
Utah(5/6/2022)
RR
Vermont(5/6/2022)
RR
Virgin Islands(5/6/2022)
RR
Virginia(5/6/2022)
RR
Washington(5/6/2022)
RR
West Virginia(5/6/2022)
RR
Wisconsin(5/6/2022)
RR
Wyoming(5/6/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.
CRD#: 7784 / SEC#: , 8-23292
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
