Jane A. Halsey

ROUNDTABLE FORUM

East Hampton, NY

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CRD#: 1992282

Professional summary

Jane Amanda Halsey is a registered financial advisor currently at ROUNDTABLE FORUM, LLC located in East Hampton, New York.

Jane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Jane has worked at 7 firms and has passed the Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HALSEY & CO., LLC 66 NEWTOWN LANE, SUITE 4 EAST HAMPTON, NY 11937 PRESIDENT CONSULTANT FOR HEDGE FUND MANAGERS 01/96-PRESENT INACTIVE - 0 (ZERO) HOURS PER WEEK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jane Amanda Halsey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 21, 2013 - Present

ROUNDTABLE FORUM, LLC

RIA

CRD#: 127899

East Hampton, NY

Past

November 19, 2019 - July 31, 2025

OBEX SECURITIES LLC

CRD#: 120002

NEW ROCHELLE, NY

Past

September 10, 2009 - November 14, 2011

CORINTHIAN PARTNERS, L.L.C.

CRD#: 38912

NEW YORK, NY

Past

November 25, 2003 - August 6, 2004

CAPITAL GROWTH ADVISORS LLC

CRD#: 41847

NEW YORK, NY

Past

November 21, 2003 - December 31, 2012

ROUNDTABLE FORUM, LLC

RIA

CRD#: 127899

NEW YORK, NY

Past

January 16, 2001 - April 17, 2001

CORINTHIAN PARTNERS, L.L.C.

CRD#: 38912

NEW YORK, NY

Past

August 21, 1998 - June 18, 1999

CORINTHIAN PARTNERS, L.L.C.

CRD#: 38912

NEW YORK, NY

Past

July 14, 1995 - February 10, 1997

MATRIX U.S.A., LLC

CRD#: 38057

NEW YORK, NY

Past

February 11, 1991 - March 1, 1995

MONNESS CRESPI HARDT & CO., INC.

CRD#: 7424

NEW YORK, NY

Past

January 23, 1990 - September 28, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(2/26/2013)

IAR

New Jersey
(2/21/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/15/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 8/26/1991

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/20/1990

General Securities Representative Examination

Current Firm

ROUNDTABLE FORUM, LLC

CRD#: 127899 / SEC#:

Connecticut

Registered Investment Advisory firm - (2/19/2013 Approved)

New Jersey

Registered Investment Advisory firm - (2/21/2013 Approved)

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Contact information

Main Address

East Hampton, NY

Mailing Address

81 Newtown Ln Ste 217, East Hampton, NY 11937

Phone number

(212) 717-9760

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Jane A. Halsey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jane Amanda Halsey's CRS (Customer Relationship Summary).

Certified licenses

Experience

OBEX SECURITIES LLC

CORINTHIAN PARTNERS, L.L.C.

CAPITAL GROWTH ADVISORS LLC

ROUNDTABLE FORUM, LLC

CORINTHIAN PARTNERS, L.L.C.

CORINTHIAN PARTNERS, L.L.C.

MATRIX U.S.A., LLC

MONNESS CRESPI HARDT & CO., INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/15/1990

Series 3

Date: 8/26/1991

Series 7

Date: 1/20/1990

Current Firm

ROUNDTABLE FORUM, LLC

Contact information

Documents

Red Flags

Company Information

ROUNDTABLE FORUM, LLC

TRUST BUT VERIFY

Contact information

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