Jane A. Halsey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jane Amanda Halsey was a registered financial professional .
Jane is a previously registered financial professional and started their career in finance in 1990. Jane had worked at 7 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2019 - July 31, 2025
OBEX SECURITIES LLC
February 21, 2013 - December 31, 2025
ROUNDTABLE FORUM, LLC
September 10, 2009 - November 14, 2011
CORINTHIAN PARTNERS, L.L.C.
November 25, 2003 - August 6, 2004
CAPITAL GROWTH ADVISORS LLC
November 21, 2003 - December 31, 2012
ROUNDTABLE FORUM, LLC
January 16, 2001 - April 17, 2001
CORINTHIAN PARTNERS, L.L.C.
August 21, 1998 - June 18, 1999
CORINTHIAN PARTNERS, L.L.C.
July 14, 1995 - February 10, 1997
MATRIX U.S.A., LLC
February 11, 1991 - March 1, 1995
MONNESS CRESPI HARDT & CO., INC.
January 23, 1990 - September 28, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OBEX SECURITIES LLC
CRD#: 120002 / SEC#: , 8-65242
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
