Todd R. Toensing

EMG

South Burlington, VT 05403

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CRD#: 1991943

Professional summary

Todd Robert Toensing, CFP® is a registered financial advisor currently at EMG located in South Burlington, Vermont and HAZARD & SIEGEL, INC. located in South Burlington, Vermont.

Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Todd has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Investment Planning

Insurance Planning

Comprehensive Financial Planni...

Retirement Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM PRESIDENT OF ESSEX ASSET MANAGEMENT GROUP INC. EMG IS A REGISTERED INVESTMENT ADVISOR DOING FEE BASED ASSET MANAGEMENT AND FINANCIAL PLANNING. DOUBLE DOG DARE LLC,95 UPPER ENGLISH SETTLEMENT RD.,MARKETING,START 2003, 1HR PER MONTH, PRESIDENT; 1233 C2B,LLC, NON-INVESTMENT RELATED, COMMERCIAL REAL ESTATE, OWNER. INSURANCE AGENT, INVESTMENT RELATED, 20 HRS/MTH 20 DURING TRADING, INSURANCE SALES (LIFE & HEALTH). HAZARD & SIEGEL, INC., INVESTMENT REALTED, 5793 WIDEWATERS PKWY,#3, SYARACUSE, NY 13214, REGISTERED REPRESENTATIVE, START DATE: 01/2010, SPENDS 40 HRS/MTH, 40 DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Robert Toensing's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1995

Experience

Current

February 8, 1995 - Present

EMG

Office #1: 1233 Shelburne Road Suite C-2b, South Burlington, VT 05403

RIA

CRD#: 116184

South Burlington, VT

Current

January 4, 2010 - Present

HAZARD & SIEGEL, INC.

Office #1: 1233 Shelburne Rd Suite C-2a, South Burlington, VT 05403

CRD#: 2048

South Burlington, VT

Past

February 6, 2002 - December 31, 2009

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

October 1, 1997 - February 6, 2002

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

February 8, 1995 - January 3, 2007

EMG

RIA

CRD#: 116184

ESSEX JCT., VT

Past

August 27, 1993 - October 1, 1997

USLIFE EQUITY SALES CORP.

CRD#: 7962

NEW YORK, NY

Past

October 25, 1989 - August 27, 1993

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 25, 1989 - August 27, 1993

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Massachusetts
(1/5/2007)

Massachusetts
(1/4/2010)

New Hampshire
(7/28/2010)

New Jersey
(2/1/2012)

IAR

Vermont
(2/8/1995)

Vermont
(2/16/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/25/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/2/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/21/1989

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EMG

EMG | ESSEX ASSET MANAGEMENT GROUP INC.

CRD#: 116184 / SEC#: 801-65131

RIA

Registered Investment Advisory firm - (7/12/2012 Terminated)

Massachusetts

Registered Investment Advisory firm - (6/27/2012 Approved)

Vermont

Registered Investment Advisory firm - (6/27/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1233 Shelburne Road Suite C-2b, South Burlington, VT 05403

Mailing Address

Phone number

(802) 879-1881

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	253
AUM (Assets Under Management)	$ 52,300,973

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Todd R. Toensing

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Robert Toensing's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAZARD & SIEGEL, INC.

CADARET, GRANT & CO., INC.

AMERICAN GENERAL SECURITIES INCORPORATED

EMG

USLIFE EQUITY SALES CORP.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/25/1996

Series 63

Date: 11/2/1989

SIE

Date: 10/1/2018

Series 7

Date: 10/21/1989

FINRA

Current Firm

EMG

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EMG

TRUST BUT VERIFY

Contact information

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