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MC

Maria L. Cleary

ICAPITAL MARKETS
Greenwich, CT 06830
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CRD#: 1990935
MC
Maria L ClearyICAPITAL MARKETS

Professional summary


Maria L Cleary, who also goes by Maria L Bettino, Maria Luisa Bettino, Marilu Bettino, Maria Luisa Cleary, Marilu Cleary, is a registered financial professional currently at ICAPITAL MARKETS LLC located in Greenwich, Connecticut.

Maria is registered as a RR (Registered Representative) and started their career in finance in 1989. Maria has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Aliases


Maria L Bettino | Maria Luisa Bettino | Marilu Bettino | Maria Luisa Cleary | Marilu Cleary

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Maria L Cleary's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 9, 2026 - Present

ICAPITAL MARKETS LLC

Office #1: 2 Greenwich Plaza 4th Floor, Greenwich, CT 06830
BD
CRD#: 118219
Greenwich, CT
Past

July 6, 2016 - September 20, 2023

MORGAN STANLEY DISTRIBUTION, INC.

BD
CRD#: 30344
New York, NY
Past

June 29, 2015 - July 6, 2016

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

December 7, 2000 - November 19, 2003

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
NASHVILLE, TN
Past

March 24, 1999 - December 7, 2000

SANFORD C. BERNSTEIN & CO., INC.

BD
CRD#: 1232
NEW YORK, NY
Past

August 27, 1998 - February 22, 1999

KAUFMAN BROS., L.P.

BD
CRD#: 37909
NEW YORK, NY
Past

November 1, 1996 - March 16, 1998

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

April 2, 1996 - November 1, 1996

LYNCH, JONES & RYAN LLC

BD
CRD#: 3198
NEW YORK, NY
Past

September 22, 1989 - February 27, 1996

CITICORP SECURITIES, INC.

BD
CRD#: 7474
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/27/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


IM
ICAPITAL MARKETS LLC
AXIO FINANCIAL LLC | SCURA, RISE & PARTNERS SECURITIES, LLC | SCURA PARTNERS SECURITIES LLC | SCURA PALEY SECURITIES LLC | ICAPITAL MARKETS LLC

CRD#: 118219 / SEC#: , 8-53640

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
60 East 42nd Street 26th Floor, New York, NY 10165
Mailing Address
60 East 42nd Street 26th Floor, New York, NY 10165
Phone number
(646) 520-2020
Established
Delaware since 08/13/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
ICAPITAL MARKETS HOLDING LLCPARENT
GEORGE, THOMAS KEITHFINOP5378303
HOUSTON, STEPHEN HENRYHEAD OF BROKER DEALER1988668
MORGAN, COURTNEYCHIEF COMPLIANCE OFFICER6384535

Red Flags


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Company Information


ICAPITAL MARKETS LLC

CRD#: 118219Greenwich, CT 06830

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